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Micheletti Andrew J 的 Form 4 申報

Axos Financial, Inc.(AX),2024/9/11 申報

申報編號
0001299709-24-000161
申報時間
2024/9/11
交易日
2024/9/9-9/10
申報延遲
2 天
10b5-1 計畫
沒有勾選

這份申報列了 3 筆非衍生性交易。公開市場賣出合計 $282.2 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Micheletti Andrew JCIK 0001319005高階主管(EVP, Finance)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2024/9/9Common StockS賣出處分−5,197$63.13F1−$328,086.61424,149直接
2024/9/10Common StockS賣出處分−1,000$62.35F2−$62,350423,149直接
2024/9/10Common StockS賣出處分−39,000$62.35F2−$2,431,6500間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

These transactions were executed in multiple trades, at prices ranging from $62.87 to $63.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

表 I 有 1 筆交易的價格引用這則附註。

F2

These transactions were executed in multiple trades, at prices ranging from $62.21 to $62.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

表 I 有 2 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)