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Micheletti Andrew J 的 Form 4 申報

Axos Financial, Inc.(AX),2024/2/8 申報

申報編號
0001299709-24-000013
申報時間
2024/2/8
交易日
2024/2/6-2/7
申報延遲
2 天
10b5-1 計畫
沒有勾選

這份申報列了 4 筆非衍生性交易。公開市場賣出合計 $20.1 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Micheletti Andrew JCIK 0001319005高階主管(EVP, Finance)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2024/2/6Common StockG贈與處分−79,000$0.00$0429,083直接
2024/2/6Common StockS賣出處分−1,548$51.57F2−$79,830.36427,535直接
2024/2/7Common StockS賣出處分−2,452$49.53F3−$121,447.56425,083直接
2024/2/6Common StockG贈與取得+79,000$0.00$079,000間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

These transactions were executed in multiple trades, at prices ranging from $51.50 to $51.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

表 I 有 1 筆交易的價格引用這則附註。

F3

These transactions were executed in multiple trades, at prices ranging from $49.30 to $49.71. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)