Constantine Thomas M 的 Form 4 申報
Axos Financial, Inc.（AX），2022/8/11 申報
- 申報編號
- 0001299709-22-000140
- 申報時間
- 2022/8/11
- 交易日
- 2022/8/9-8/10
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 2 筆非衍生性交易。公開市場賣出合計 $30.0 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Constantine Thomas MCIK 0001778031 | 其他：EVP and Chief Credit Officer |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
These transactions were executed in multiple trades, at prices ranging from $42.81 to $42.87. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F2
These transactions were executed in multiple trades, at prices ranging from $44.53 to $44.66. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.
表 I 有 1 筆交易的價格引用這則附註。