Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2021/11/9 申報
- 申報編號
- 0001289419-21-000267
- 申報時間
- 2021/11/9
- 交易日
- 2021/11/5-11/8
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易。公開市場賣出合計 $219.2 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/5 | Common Stock | S賣出處分 | −938 | $313.61F2 | −$294,166.18 | 13,435,273 | 直接 | |
| 2021/11/5 | Common Stock | S賣出處分 | −1,158 | $314.86F3 | −$364,607.88 | 13,434,115 | 直接 | |
| 2021/11/5 | Common Stock | S賣出處分 | −17 | $315.75F4 | −$5,367.75 | 13,434,098 | 直接 | |
| 2021/11/5 | Common Stock | S賣出處分 | −100 | $317.20 | −$31,720 | 13,433,998 | 直接 | |
| 2021/11/8 | Common Stock | S賣出處分 | −4,580 | $312.13F5 | −$1,429,555.4 | 13,429,418 | 直接 | |
| 2021/11/8 | Common Stock | S賣出處分 | −212 | $313.03F6 | −$66,362.36 | 13,429,206 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $313.33 to $314.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $314.42 to $315.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $315.43 to $315.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $311.83 to $312.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $312.845 to $313.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。