Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2021/11/5 申報
- 申報編號
- 0001289419-21-000265
- 申報時間
- 2021/11/5
- 交易日
- 2021/11/3-11/4
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易。公開市場賣出合計 $457.9 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/3 | Common Stock | S賣出處分 | −5,672 | $310.98F2 | −$1,763,878.56 | 13,445,184 | 直接 | |
| 2021/11/3 | Common Stock | S賣出處分 | −79 | $311.87F3 | −$24,637.73 | 13,445,105 | 直接 | |
| 2021/11/4 | Common Stock | S賣出處分 | −173 | $310.15F4 | −$53,655.95 | 13,444,932 | 直接 | |
| 2021/11/4 | Common Stock | S賣出處分 | −276 | $310.99F5 | −$85,833.24 | 13,444,656 | 直接 | |
| 2021/11/4 | Common Stock | S賣出處分 | −1,565 | $312.69F6 | −$489,359.85 | 13,443,091 | 直接 | |
| 2021/11/4 | Common Stock | S賣出處分 | −5,064 | $314.03F7 | −$1,590,247.92 | 13,438,027 | 直接 | |
| 2021/11/4 | Common Stock | S賣出處分 | −1,692 | $314.56F8 | −$532,235.52 | 13,436,335 | 直接 | |
| 2021/11/4 | Common Stock | S賣出處分 | −124 | $315.34F9 | −$39,102.16 | 13,436,211 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $310.77 to $311.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $311.80 to $312.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $309.97 to $310.86. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $310.97 to $311.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $312.24 to $313.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $313.33 to $314.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The transaction was executed in multiple trades at prices ranging from $314.33 to $315.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The transaction was executed in multiple trades at prices ranging from $315.33 to $315.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。