Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2021/9/14 申報
- 申報編號
- 0001289419-21-000232
- 申報時間
- 2021/9/14
- 交易日
- 2021/9/10-9/13
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 6 筆非衍生性交易。公開市場賣出合計 $207.5 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/10 | Common Stock | S賣出處分 | −3,473 | $280.99F2 | −$975,878.27 | 13,619,424 | 直接 | |
| 2021/9/10 | Common Stock | S賣出處分 | −1,892 | $281.75F3 | −$533,071 | 13,617,532 | 直接 | |
| 2021/9/10 | Common Stock | S賣出處分 | −1,571 | $282.89F4 | −$444,420.19 | 13,615,961 | 直接 | |
| 2021/9/10 | Common Stock | S賣出處分 | −82 | $283.82F5 | −$23,273.24 | 13,615,879 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −253 | $277.75F6 | −$70,270.75 | 13,615,626 | 直接 | |
| 2021/9/13 | Common Stock | S賣出處分 | −100 | $279.08 | −$27,908 | 13,615,526 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $280.46 to $281.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $281.46 to $282.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $282.47 to $283.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $283.80 to $283.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $277.38 to $278.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。