Mansueto Joseph D 的 Form 4 申報

Morningstar, Inc.（MORN），2021/8/30 申報

申報編號: 0001289419-21-000222
申報時間: 2021/8/30
交易日: 2021/8/26-8/27
申報延遲: 4 天
10b5-1 計畫: 表單沒有這欄（2023 年以前）

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 4 筆非衍生性交易。公開市場賣出合計 $159.0 萬。交易後 4 天申報。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Mansueto Joseph DCIK 0001324069	董事、高階主管（執行董事長）、持股 10% 以上大股東

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2021/8/26	Common Stock	S賣出處分	−2,876	$264.06^F2	−$759,436.56	13,709,699	直接
2021/8/27	Common Stock	S賣出處分	−2,109	$262.14^F3	−$552,853.26	13,707,590	直接
2021/8/27	Common Stock	S賣出處分	−738	$263.57^F4	−$194,514.66	13,706,852	直接
2021/8/27	Common Stock	S賣出處分	−315	$264.27^F5	−$83,245.05	13,706,537	直接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

The transaction was executed in multiple trades at prices ranging from $263.95 to $264.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

The transaction was executed in multiple trades at prices ranging from $261.96 to $262.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

The transaction was executed in multiple trades at prices ranging from $263.06 to $264.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

The transaction was executed in multiple trades at prices ranging from $264.19 to $264.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文（在新分頁開啟）