Mansueto Joseph D 的 Form 4 申報
Morningstar, Inc.（MORN），2021/8/24 申報
- 申報編號
- 0001289419-21-000218
- 申報時間
- 2021/8/24
- 交易日
- 2021/8/20-8/23
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 7 筆非衍生性交易。公開市場賣出合計 $434.6 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Mansueto Joseph DCIK 0001324069 | 董事、高階主管（執行董事長）、持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/20 | Common Stock | S賣出處分 | −1,798 | $261.39F2 | −$469,979.22 | 18,241,938 | 直接 | |
| 2021/8/20 | Common Stock | S賣出處分 | −4,051 | $261.99F3 | −$1,061,321.49 | 18,237,887 | 直接 | |
| 2021/8/20 | Common Stock | S賣出處分 | −2,885 | $263.00F4 | −$758,755 | 18,235,002 | 直接 | |
| 2021/8/20 | Common Stock | S賣出處分 | −100 | $263.78 | −$26,378 | 18,234,902 | 直接 | |
| 2021/8/23 | Common Stock | S賣出處分 | −2,917 | $261.97F5 | −$764,166.49 | 18,231,985 | 直接 | |
| 2021/8/23 | Common Stock | S賣出處分 | −4,645 | $262.74F6 | −$1,220,427.3 | 18,227,340 | 直接 | |
| 2021/8/23 | Common Stock | S賣出處分 | −171 | $263.75F7 | −$45,101.25 | 18,227,169 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The transaction was executed in multiple trades at prices ranging from $260.59 to $261.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The transaction was executed in multiple trades at prices ranging from $261.59 to $262.5550. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The transaction was executed in multiple trades at prices ranging from $262.64 to $263.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The transaction was executed in multiple trades at prices ranging from $261.41 to $262.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The transaction was executed in multiple trades at prices ranging from $262.42 to $263.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The transaction was executed in multiple trades at prices ranging from $263.46 to $263.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。