Gabelli Mario J 的 Form 4/A 修正申報
修正Gabelli Dividend & Income Trust（GDV），2024/10/18 申報
- 申報編號
- 0001271163-24-000061
- 申報時間
- 2024/10/18
- 交易日
- 2024/10/11
- 申報延遲
- 7 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2024/10/15
這份申報列了 5 筆非衍生性交易。公開市場買進合計 $8,412 萬。交易後 7 天申報。
這份修正申報取代了 0001271163-24-000056（2024/10/15 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Gabelli Mario JCIK 0001185533 | 董事、持股 10% 以上大股東、其他：Control Person of Adviser |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/10/11 | Series M Cumulative Preferred Shares | P買進取得 | +3,100,000 | $10.00 | +$31,000,000 | 3,100,000 | 間接 | |
| 2024/10/11 | Series M Cumulative Preferred Shares | P買進取得 | +600,000 | $10.00 | +$6,000,000 | 600,000 | 間接 | |
| 2024/10/11 | Series M Cumulative Preferred Shares | P買進取得 | +1,500,000 | $10.00 | +$15,000,000 | 1,500,000 | 間接 | |
| 2024/10/11 | Series M Cumulative Preferred Shares | P買進取得 | +80,000 | $10.00 | +$800,000 | 80,000 | 間接 | |
| 2024/10/11 | Series M Cumulative Preferred Shares | P買進取得 | +3,131,500 | $10.00 | +$31,315,000 | 3,131,500 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Shares were originally reported as 310,000 and should have been 3,100,000
- F2
The shares reported reflect the total shares owned by Associated Capital Group, Inc. (ACG). Mario J. Gabelli is the Executive Chair and controlling shareholder of ACG. Mr. Gabelli has less than a 100% interest in ACG and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
- F3
The shares reported reflect the total shares owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, controlling shareholder of GAMCO and Chief Investment Officer of Value Portfolios of Gabelli Funds, LLC (the Adviser). Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
- F4
The shares reported reflect the total shares owned by GGCP, Inc. (GGCP). Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
- F5
The shares reported reflect the total shares owned by GPJ Retirement Partners, LLC, a limited liability company. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.