Womble Dustin R 的 Form 4/A 修正申報
修正Tyler Technologies Inc（TYL），2023/8/8 申報
- 申報編號
- 0001240085-23-000043
- 申報時間
- 2023/8/8
- 交易日
- 2020/5/29-2021/12/15
- 申報延遲
- 1,166 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2023/8/1
這份申報列了 8 筆非衍生性交易。沿用原件裡沒有重述的 8 筆交易。公開市場賣出合計 $3,191 萬。交易後 1166 天申報。
這份修正申報重述了 0001240085-23-000042（2023/8/1 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Womble Dustin RCIK 0001250459 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2020/5/29 | Common Stock | G贈與處分 | −19,441 | $0.00 | $0 | 111,438 | 間接 | |
| 2020/6/2 | Common Stock | S賣出處分 | −17,957 | $380.95F2 | −$6,840,719.15 | 93,481 | 間接 | |
| 2020/8/19 | Common Stock | S賣出處分 | −10,000 | $338.18F2 | −$3,381,800 | 83,481 | 間接 | |
| 2020/11/11 | Common Stock | S賣出處分 | −13,457 | $427.26F2 | −$5,749,637.82 | 72,893 | 間接 | |
| 2020/11/13 | Common Stock | G贈與處分 | −19,114 | $0.00 | $0 | 65,238 | 間接 | |
| 2020/12/10 | Common Stock | S賣出處分 | −11,338 | $447.24F2 | −$5,070,807.12 | 53,900 | 間接 | |
| 2021/11/4 | Common Stock | S賣出處分 | −20,000 | $543.18F2 | −$10,863,600 | 41,900 | 間接 | |
| 2021/12/15 | Common Stock | G贈與處分 | −5,000 | $0.00 | $0 | 36,900 | 間接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001240085-23-000042（2023/8/1 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2019/11/1 | Common Stock | G贈與處分 | −130,879 | $0.00 | $0 | 34,743 | 直接 | |
| 2020/5/20 | Common Stock | S賣出處分 | −14,186 | $0.00 | $0 | 116,693 | 間接 | |
| 2020/11/9 | Common Stock | G贈與處分 | −2,869 | $0.00 | $0 | 33,024 | 直接 | |
| 2020/11/13 | Common Stock | G贈與處分 | −11,459 | $0.00 | $0 | 21,565 | 直接 | |
| 2020/12/8 | Common Stock | P買進取得 | +4,186 | $0.00 | $0 | 55,238 | 間接 | |
| 2021/2/23 | Common Stock | G贈與處分 | −8,000 | $0.00 | $0 | 51,900 | 間接 | |
| 2021/12/9 | Common Stock | P買進取得 | +10,000 | $0.00 | $0 | 91,900 | 間接 | |
| 2022/6/14 | Common Stock | G贈與處分 | −400 | $0.00 | $0 | 14,552 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was previously reported on a Form 4 filed by the reporting person on June 1, 2020 and is restated in this Form 4 to correct the number of shares gifted and the ownership form. The two option exercises and sales of the shares acquired from such option exercises reported on the same Form 4 are not being amended.
- F2
Reflects the average sales price for the reported transaction. The shares were sold in multiple transactions. The reporting person will provide the Commission, the issuer or any stockholder, upon request, full information regarding the number of shares sold at each separate price.
表 I 有 5 筆交易的價格引用這則附註。
- F3
This transaction was previously reported on a Form 4 filed by the reporting person on August 21, 2020 and is restated in this Form 4 to correct the ownership form.
- F4
This transaction was previously reported on a Form 4 filed by the reporting person on November 12, 2020 and is restated in this Form 4 to correct the date of the sale, the number of shares sold, the average price per share and the ownership form. The two option exercises and sales of the shares acquired from such option exercises reported on the same Form 4 are not being amended.
- F5
All amounts reported in column 5 of this Form 4 with respect to the reported transactions reflect indirect beneficial ownership of the reporting person as of the date of the applicable transaction after giving effect to the reported transaction. The final amounts reported in column 5 of this Form 4 reflect the current indirect and direct beneficial ownership of the reporting person.
備註
The Form 4 filed by the reporting person on August 1, 2023 (the "Original Form 4") was filed in error and should be disregarded in its entirety. For the avoidance of doubt, the purchase transactions identified in the Original Form 4 did not occur. This Form 4: (i) amends in its entirety the Original Form 4; (ii) reports transactions that were not previously reported by the reporting person; (iii) amends those certain transactions identified in footnotes 1, 3 and 4 of this Form 4; (iv) is deemed to amend all Form 4s filed by the reporting person beginning with the Form 4 filed by the reporting person on December 5, 2019 (the "December 19 Form 4") to reflect that certain shares of the common stock beneficially owned by the reporting person were held through a revocable grantor trust (of which the reporting person and his spouse are the sole trustees and primary beneficiaries) (the "Trust"); and (v) is deemed to amend the number of shares reported as securities beneficially owned following reported transactions in Table I of the Form 4s filed by the reporting person beginning with the Form 4 filed by the reporting person on June 1, 2020 to reflect the transactions reported and amended in this Form 4 and the transfers described in the following sentence. The reporting person formed the Trust in 2019 and subsequently transferred shares of common stock that were held by him directly to the Trust (130,879 shares prior to the December 2019 Form 4; 2,869 shares on November 9, 2020; 11,459 shares on November 13, 2020; 8,000 shares on February 23, 2021; and 400 shares on June 14, 2022), but the reporting person continued to report all common stock beneficially owned by him as held by him directly.