Fairbank Richard D 的 Form 4 申報
Capital One Financial CorpCOF，2026/11/6 申報
- 申報編號
- 0001238032-26-000013
- 申報時間
- 2026/11/6 16:08 ET
- 交易日
- 2026/11/4
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 15 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1,859 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Fairbank Richard DCIK 0001238032 | 董事、高階主管（董事長、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/11/4 | Common Stock | M行使選擇權取得 | +40,743 | $86.34 | +$3,517,750.62 | 4,059,263 | 直接 | |
| 2026/11/4 | Common Stock | S賣出處分 | −5,454 | $199.55F2 | −$1,088,345.7 | 4,053,809 | 直接 | |
| 2026/11/4 | Common Stock | S賣出處分 | −5,315 | $200.60F3 | −$1,066,189 | 4,048,494 | 直接 | |
| 2026/11/4 | Common Stock | S賣出處分 | −18,816 | $201.61F4 | −$3,793,493.76 | 4,029,678 | 直接 | |
| 2026/11/4 | Common Stock | S賣出處分 | −9,942 | $202.49F5 | −$2,013,155.58 | 4,019,736 | 直接 | |
| 2026/11/4 | Common Stock | S賣出處分 | −24,613 | $203.49F6 | −$5,008,499.37 | 3,995,123 | 直接 | |
| 2026/11/4 | Common Stock | S賣出處分 | −400 | $204.17F7 | −$81,668 | 3,994,723 | 直接 | |
| 2026/11/4 | Common Stock | S賣出處分 | −2,101 | $205.71F8 | −$432,196.71 | 3,992,622 | 直接 | |
| 2026/11/4 | Common Stock | S賣出處分 | −2,900 | $206.88F9 | −$599,952 | 3,989,722 | 直接 | |
| 2026/11/4 | Common Stock | S賣出處分 | −700 | $207.99F10 | −$145,593 | 3,989,022 | 直接 | |
| 2026/11/4 | Common Stock | S賣出處分 | −2,502 | $208.98F11 | −$522,867.96 | 3,986,520 | 直接 | |
| 2026/11/4 | Common Stock | S賣出處分 | −3,773 | $210.42F12 | −$793,914.66 | 3,982,747 | 直接 | |
| 2026/11/4 | Common Stock | S賣出處分 | −1,500 | $211.26F13 | −$316,890 | 3,981,247 | 直接 | |
| 2026/11/4 | Common Stock | S賣出處分 | −4,929 | $213.66F14 | −$1,053,130.14 | 3,976,318 | 直接 | |
| 2026/11/4 | Common Stock | S賣出處分 | −7,798 | $214.61F15 | −$1,673,528.78 | 3,968,520 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/11/4 | Common Stock | M行使選擇權處分 | −40,743 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $198.98 to $199.97. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.00 to $200.99. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.01 to $202.00. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.02 to $203.01. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $203.03 to $204.00. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $204.07 to $204.26. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $205.14 to $206.07. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $206.33 to $207.18. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $207.43 to $208.21. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $208.73 to $209.65. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $209.09 to $210.87. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $210.96 to $211.45. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F14
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $213.00 to $213.99. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。
- F15
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $214.02 to $214.90. Information regarding the number of shares sold at each price will be provided upon request.
表 I 有 1 筆交易的價格引用這則附註。