Coles N Anthony 的 Form 4 申報
Regeneron Pharmaceuticals, Inc.（REGN），2021/9/17 申報
- 申報編號
- 0001237899-21-000022
- 申報時間
- 2021/9/17
- 交易日
- 2021/9/15
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 15 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $787.3 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Coles N AnthonyCIK 0001197018 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/15 | Common Stock | M行使選擇權取得 | +6,909 | $380.95 | +$2,631,983.55 | 7,811 | 直接 | |
| 2021/9/15 | Common Stock | M行使選擇權取得 | +5,039 | $345.47 | +$1,740,823.33 | 12,850 | 直接 | |
| 2021/9/15 | Common Stock | S賣出處分 | −300 | $651.36 | −$195,408 | 12,550 | 直接 | |
| 2021/9/15 | Common Stock | S賣出處分 | −1,101 | $652.95F2 | −$718,897.95 | 11,449 | 直接 | |
| 2021/9/15 | Common Stock | S賣出處分 | −800 | $653.31F3 | −$522,648 | 10,649 | 直接 | |
| 2021/9/15 | Common Stock | S賣出處分 | −403 | $655.14F4 | −$264,021.42 | 10,246 | 直接 | |
| 2021/9/15 | Common Stock | S賣出處分 | −1,400 | $656.48F5 | −$919,072 | 8,846 | 直接 | |
| 2021/9/15 | Common Stock | S賣出處分 | −835 | $657.53 | −$549,037.55 | 8,011 | 直接 | |
| 2021/9/15 | Common Stock | S賣出處分 | −935 | $658.65 | −$615,837.75 | 7,076 | 直接 | |
| 2021/9/15 | Common Stock | S賣出處分 | −300 | $659.00 | −$197,700 | 6,776 | 直接 | |
| 2021/9/15 | Common Stock | S賣出處分 | −448 | $660.78F6 | −$296,029.44 | 6,328 | 直接 | |
| 2021/9/15 | Common Stock | S賣出處分 | −3,344 | $661.56F7 | −$2,212,256.64 | 2,984 | 直接 | |
| 2021/9/15 | Common Stock | S賣出處分 | −3 | $662.55 | −$1,987.65 | 2,981 | 直接 | |
| 2021/9/15 | Common Stock | S賣出處分 | −905 | $663.73F8 | −$600,675.65 | 2,076 | 直接 | |
| 2021/9/15 | Common Stock | S賣出處分 | −1,174 | $664.32F9 | −$779,911.68 | 902 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/15 | Common Stock | M行使選擇權處分 | −5,039 | $0.00 | $0 | 0 | 直接 | |
| 2021/9/15 | Common Stock | M行使選擇權處分 | −6,909 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
Represents volume-weighted average price of sales of 1,101 shares of Company stock on September 15, 2021 at prices ranging from $652.48 to $652.95. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 15, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Represents volume-weighted average price of sales of 800 shares of Company stock on September 15, 2021 at prices ranging from $653.11 to $653.52. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 15, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Represents volume-weighted average price of sales of 403 shares of Company stock on September 15, 2021 at prices ranging from $655.14 to $655.49. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 15, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Represents volume-weighted average price of sales of 1,400 shares of Company stock on September 15, 2021 at prices ranging from $656.18 to $656.81. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 15, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Represents volume-weighted average price of sales of 448 shares of Company stock on September 15, 2021 at prices ranging from $660.29 to $660.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 15, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Represents volume-weighted average price of sales of 3,344 shares of Company stock on September 15, 2021 at prices ranging from $661.02 to $661.76. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 15, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Represents volume-weighted average price of sales of 905 shares of Company stock on September 15, 2021 at prices ranging from $663.15 to $663.93. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 15, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Represents volume-weighted average price of sales of 1,174 shares of Company stock on September 15, 2021 at prices ranging from $664.00 to $664.63. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 15, 2021 at each separate price.
表 I 有 1 筆交易的價格引用這則附註。