RTW Investments, LP 的 Form 4 申報
Allurion Technologies, Inc.（ALUR），2026/7/23 申報
- 申報編號
- 0001231919-26-000786
- 申報時間
- 2026/7/23 17:10 ET
- 交易日
- 2026/7/21
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 4 筆非衍生性交易、4 筆衍生性交易。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| RTW Investments, LPCIK 0001493215 | 持股 10% 以上大股東 |
| Wong RoderickCIK 0001493280 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/7/21 | Common Stock, $0.0001 par value per share | J其他處分 | −209,254 | –F1 | – | 0 | 間接 | |
| 2026/7/21 | Common Stock, $0.0001 par value per share | J其他處分 | −161,807 | –F4 | – | 0 | 間接 | |
| 2026/7/21 | Common Stock, $0.0001 par value per share | J其他處分 | −19,934 | –F6 | – | 0 | 間接 | |
| 2026/7/21 | Common Stock, $0.0001 par value per share | J其他處分 | −1,771 | –F8 | – | 0 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On July 21, 2026, RTW Master Fund, Ltd. ("Master Fund") entered into an Exchange Agreement with the Issuer pursuant to which the Master Fund exchanged, for no additional consideration, 209,254 shares of the Issuer's Common Stock for a pre-funded warrant exercisable for up to 209,254 shares of the Issuer's Common Stock at an exercise price of $0.0001 per share (a "Pre-Funded Warrant").
表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。
- F4
On July 21, 2026, RTW Innovation entered into an Exchange Agreement with the Issuer pursuant to which the RTW Innovation exchanged, for no additional consideration, 161,807 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 161,807 shares of the Issuer's Common Stock.
表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。
- F6
On July 21, 2026, RTW Biotech Fund entered into an Exchange Agreement with the Issuer pursuant to which the RTW Biotech Fund exchanged, for no additional consideration, 19,934 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 19,934 shares of the Issuer's Common Stock.
表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。
- F8
On July 21, 2026, RTW Innovation entered into an Exchange Agreement with the Issuer pursuant to which Other RTW Fund exchanged, for no additional consideration, 1,771 shares of the Issuer's Common Stock for a Pre-Funded Warrant exercisable for 1,771 shares of the Issuer's Common Stock.
表 I 有 1 筆、表 II 有 1 筆交易的價格引用這則附註。
備註
On June 18, 2026, the Issuer effected a 1-for-15 reverse stock split. The share counts herein reflect the reverse stock split.