Baker James P 的 Form 4/A 修正申報
修正Piper Sandler Companies(PIPR),2025/5/21 申報
- 申報編號
- 0001230245-25-000084
- 申報時間
- 2025/5/21
- 交易日
- 2025/5/16
- 申報延遲
- 5 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2025/5/16
這份申報列了 1 筆非衍生性交易。公開市場買進合計 $53.5 萬。交易後 5 天申報。
這份修正申報取代了 0001230245-25-000082(2025/5/16 申報)。
申報人
一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Baker James PCIK 0001763980 | 高階主管(Global Co-Head IB and Cap Mkts) |
非衍生性證券(表 I)
普通股等股票的取得與處分,每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/5/16 | Common Stock | P買進取得 | +2,000 | $267.32F2 | +$534,640 | 59,867 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。
- F1
The transaction was originally reported with transaction code "A," which designates a grant, award, or other acquisition. As these shares were purchased by the reporting person in the open market, the transaction code should have been listed as "P," an open market purchase.
- F2
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $267.25 to $267.54 inclusive. The reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The shares are held in an irrevocable trust for the benefit of the reporting person's spouse. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F4
The shares are held in an irrevocable trust for the benefit of the reporting person. The reporting person is trustee of the trust.