Broad Matthew R 的 Form 4 申報
Darden Restaurants Inc（DRI），2024/2/1 申報
- 申報編號
- 0001225208-24-001370
- 申報時間
- 2024/2/1
- 交易日
- 2024/1/31
- 申報延遲
- 1 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 5 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $111.5 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Broad Matthew RCIK 0001518780 | 高階主管（SVP General Counsel） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/1/31 | Common Stock | M行使選擇權取得 | +4,500 | $85.83 | +$386,235 | 25,971.61 | 直接 | |
| 2024/1/31 | Common Stock | S賣出處分 | −300 | $163.57F2 | −$49,071 | 25,671.61 | 直接 | |
| 2024/1/31 | Common Stock | S賣出處分 | −1,258 | $163.95F3 | −$206,249.1 | 24,413.61 | 直接 | |
| 2024/1/31 | Common Stock | S賣出處分 | −2,031 | $163.03F4 | −$331,113.93 | 22,382.61 | 直接 | |
| 2024/1/31 | Common Stock | S賣出處分 | −3,242 | $163.12F5 | −$528,835.04 | 19,140.61 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/1/31 | Common Stock | M行使選擇權處分 | −4,500 | $0.00 | $0 | 4,707 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $163.54 to $163.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $163.62 to $164.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $162.48 to $163.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $162.62 to $163.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。