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Hovnanian Ara K 的 Form 4 申報

Hovnanian Enterprises Inc(HOV),2023/12/14 申報

申報編號
0001225208-23-011138
申報時間
2023/12/14
交易日
2023/12/12-12/13
申報延遲
2 天
10b5-1 計畫
沒有勾選

這份申報列了 3 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $283.2 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Hovnanian Ara KCIK 0000938549董事、高階主管(Chairman of Bd., Pres. & CEO)、持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/12/12Class A Common StockS賣出處分−2,359$141.84F1−$334,600.5617,842直接
2023/12/12Class A Common StockS賣出處分−3,462$141.08F2−$488,418.9614,380直接
2023/12/12Class A Common StockS賣出處分−14,380$139.71F3−$2,009,029.80直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2023/12/13Class A Common StockA公司授予取得+59,005$0.00$0350,375直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Represents the weighted average sales price for price increments ranging from $141.565 to $142.535. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

表 I 有 1 筆交易的價格引用這則附註。

F2

Represents the weighted average sales price for price increments ranging from $140.55 to $141.55. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

表 I 有 1 筆交易的價格引用這則附註。

F3

Represents the weighted average sales price for price increments ranging from $139.50 to $140.48. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)