Brothers Norman M. Jr 的 Form 4 申報
United Parcel Service Inc（UPS），2023/2/22 申報
- 申報編號
- 0001225208-23-002551
- 申報時間
- 2023/2/22
- 交易日
- 2023/2/17
- 申報延遲
- 5 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 9 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $377.7 萬。交易後 5 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Brothers Norman M. JrCIK 0001662878 | 高階主管（Chief Legal & Compliance Off） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/17 | Class A Common Stock | M行使選擇權取得 | +37,750 | $0.00 | $0 | 78,488.05 | 直接 | |
| 2023/2/17 | Class A Common Stock | M行使選擇權取得 | +4,078.41 | $0.00 | $0 | 82,566.46 | 直接 | |
| 2023/2/17 | Class A Common Stock | F扣股繳稅處分 | −1,840 | $184.75 | −$339,940 | 80,726.46 | 直接 | |
| 2023/2/17 | Class A Common Stock | F扣股繳稅處分 | −17,026 | $173.84 | −$2,959,799.84 | 63,700.46 | 直接 | |
| 2023/2/17 | Class A Common Stock | J其他處分 | −20,724 | $0.00 | $0 | 42,976.46 | 直接 | |
| 2023/2/17 | Class B Common Stock | J其他取得 | +20,724 | $0.00 | $0 | 20,724 | 直接 | |
| 2023/2/17 | Class B Common Stock | S賣出處分 | −2,149 | $183.51F4 | −$394,362.99 | 18,575 | 直接 | |
| 2023/2/17 | Class B Common Stock | S賣出處分 | −4,112 | $182.70F5 | −$751,262.4 | 14,463 | 直接 | |
| 2023/2/17 | Class B Common Stock | S賣出處分 | −14,463 | $181.96F6 | −$2,631,687.48 | 0 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/17 | Class A Common Stock | M行使選擇權處分 | −37,750 | $0.00 | $0 | 0 | 直接 | |
| 2023/2/17 | Class A Common Stock | M行使選擇權處分 | −4,078.41 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F4
The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $183.45 to $183.55. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $182.42 to $183.18. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $181.41 to $182.40. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。