Rhodes William C III 的 Form 4 申報
AutoZone Inc（AZO），2022/10/11 申報
- 申報編號
- 0001225208-22-010946
- 申報時間
- 2022/10/11
- 交易日
- 2022/10/6-10/11
- 申報延遲
- 5 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 30 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $2,422 萬。交易後 5 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rhodes William C IIICIK 0001080992 | 董事、高階主管（董事長、總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/10/6 | Common Stock | M行使選擇權取得 | +5,489 | $736.00 | +$4,039,904 | 21,465.18 | 直接 | |
| 2022/10/6 | Common Stock | M行使選擇權取得 | +4,892 | $744.62 | +$3,642,681.04 | 26,357.18 | 直接 | |
| 2022/10/6 | Common Stock | S賣出處分 | −98 | $2,224.37F1 | −$217,988.26 | 26,259.18 | 直接 | |
| 2022/10/6 | Common Stock | S賣出處分 | −100 | $2,246.22 | −$224,622 | 26,159.18 | 直接 | |
| 2022/10/6 | Common Stock | S賣出處分 | −100 | $2,244.06 | −$224,406 | 26,059.18 | 直接 | |
| 2022/10/6 | Common Stock | S賣出處分 | −100 | $2,242.77 | −$224,277 | 25,959.18 | 直接 | |
| 2022/10/6 | Common Stock | S賣出處分 | −100 | $2,221.48 | −$222,148 | 25,859.18 | 直接 | |
| 2022/10/6 | Common Stock | S賣出處分 | −142 | $2,223.63F2 | −$315,755.46 | 25,717.18 | 直接 | |
| 2022/10/6 | Common Stock | S賣出處分 | −200 | $2,241.25F3 | −$448,250 | 25,517.18 | 直接 | |
| 2022/10/6 | Common Stock | S賣出處分 | −200 | $2,239.21F4 | −$447,842 | 25,317.18 | 直接 | |
| 2022/10/6 | Common Stock | S賣出處分 | −200 | $2,237.55F5 | −$447,510 | 25,117.18 | 直接 | |
| 2022/10/6 | Common Stock | S賣出處分 | −200 | $2,219.57 | −$443,914 | 24,917.18 | 直接 | |
| 2022/10/6 | Common Stock | S賣出處分 | −300 | $2,235.98F6 | −$670,794 | 24,617.18 | 直接 | |
| 2022/10/6 | Common Stock | S賣出處分 | −300 | $2,234.99F7 | −$670,497 | 24,317.18 | 直接 | |
| 2022/10/6 | Common Stock | S賣出處分 | −315 | $2,218.57F8 | −$698,849.55 | 24,002.18 | 直接 | |
| 2022/10/6 | Common Stock | S賣出處分 | −357 | $2,240.09F9 | −$799,712.13 | 23,645.18 | 直接 | |
| 2022/10/6 | Common Stock | S賣出處分 | −400 | $2,233.84F10 | −$893,536 | 23,245.18 | 直接 | |
| 2022/10/6 | Common Stock | S賣出處分 | −449 | $2,222.58F11 | −$997,938.42 | 22,796.18 | 直接 | |
| 2022/10/6 | Common Stock | S賣出處分 | −450 | $2,233.02F12 | −$1,004,859 | 22,346.18 | 直接 | |
| 2022/10/6 | Common Stock | S賣出處分 | −659 | $2,231.71F13 | −$1,470,696.89 | 21,687.18 | 直接 | |
| 2022/10/6 | Common Stock | S賣出處分 | −750 | $2,228.28F14 | −$1,671,210 | 20,937.18 | 直接 | |
| 2022/10/6 | Common Stock | S賣出處分 | −900 | $2,230.67F15 | −$2,007,603 | 20,037.18 | 直接 | |
| 2022/10/6 | Common Stock | S賣出處分 | −1,050 | $2,229.57F16 | −$2,341,048.5 | 18,987.18 | 直接 | |
| 2022/10/6 | Common Stock | S賣出處分 | −1,111 | $2,226.29F17 | −$2,473,408.19 | 17,876.18 | 直接 | |
| 2022/10/6 | Common Stock | S賣出處分 | −1,900 | $2,227.12F18 | −$4,231,528 | 15,976.18 | 直接 | |
| 2022/10/11 | Common Stock | M行使選擇權取得 | +15,000 | $736.00 | +$11,040,000 | 30,976.18 | 直接 | |
| 2022/10/11 | Common Stock | S賣出處分 | −20 | $2,257.01 | −$45,140.2 | 30,956.18 | 直接 | |
| 2022/10/11 | Common Stock | S賣出處分 | −100 | $2,259.03F19 | −$225,903 | 30,856.18 | 直接 | |
| 2022/10/11 | Common Stock | S賣出處分 | −152 | $2,263.08F20 | −$343,988.16 | 30,704.18 | 直接 | |
| 2022/10/11 | Common Stock | S賣出處分 | −200 | $2,278.42F21 | −$455,684 | 30,504.18 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2022/10/6 | Common Stock | M行使選擇權處分 | −4,892 | $0.00 | $0 | 0 | 直接 | |
| 2022/10/6 | Common Stock | M行使選擇權處分 | −5,489 | $0.00 | $0 | 44,511 | 直接 | |
| 2022/10/11 | Common Stock | M行使選擇權處分 | −15,000 | $0.00 | $0 | 29,511 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,224.30 - $2,224.45 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,223.17 - $2,224.02 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,241.01 - $2,241.49 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,238.97 - $2,239.44 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,237.14 - $2,237.96 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,235.82 - $2,236.30 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,234.71 - $2,235.54 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,218.00 - $2,218.74 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,239.76 - $2,240.73 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,233.50 - $2,234.10 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,222.02 - $2,222.98 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,232.50 - $2,233.37 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F13
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,231.37 - $2,232.19 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F14
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,227.87 - $2,228.64 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F15
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,230.36 - $2,230.87 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F16
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,229.23 - $2,230.16 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F17
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,225.60 - $2,226.55 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F18
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,226.65 - $2,227.36 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F19
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,258.83 - $2,259.19 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F20
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,262.29 - $2,263.27 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F21
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,278.27 - $2,278.57 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。