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Lemercier Jean-Luc M 的 Form 4 申報

Edwards Lifesciences Corp(EW),2022/3/11 申報

申報編號
0001225208-22-004574
申報時間
2022/3/11
交易日
2022/3/11
申報延遲
當天
10b5-1 計畫
表單沒有這欄(2023 年以前)

這份申報列了 3 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $123.6 萬。交易當天就申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Lemercier Jean-Luc MCIK 0001710625高階主管(CVP, EMEA, Canada, Latin Amer)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2022/3/11Common StockM行使選擇權取得+11,660$21.76+$253,721.6163,763.49直接
2022/3/11Common StockS賣出處分−5,125$106.47F2−$545,658.75158,638.49直接
2022/3/11Common StockS賣出處分−6,535$105.65F3−$690,422.75152,103.49直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2022/3/11Common StockM行使選擇權處分−11,660$0.00$023,220直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

This transaction was executed in multiple trades at prices ranging from $106.18 to $106.81. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

F3

This transaction was executed in multiple trades at prices ranging from $105.14 to $106.12. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

表 I 有 1 筆交易的價格引用這則附註。

備註

This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)