Wright Kristen C. 的 Form 4 申報
AutoZone Inc（AZO），2021/12/10 申報
- 申報編號
- 0001225208-21-014799
- 申報時間
- 2021/12/10
- 交易日
- 2021/12/8-12/10
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 7 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $1,279 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Wright Kristen C.CIK 0001594866 | 高階主管（資深副總裁、公司秘書、法務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/8 | Common Stock | M行使選擇權取得 | +1 | $507.79 | +$507.79 | 273.33 | 直接 | |
| 2021/12/8 | Common Stock | S賣出處分 | −1 | $2,020.00 | −$2,020 | 272.33 | 直接 | |
| 2021/12/9 | Common Stock | M行使選擇權取得 | +541 | $507.79 | +$274,714.39 | 813.33 | 直接 | |
| 2021/12/9 | Common Stock | S賣出處分 | −541 | $2,008.04F1 | −$1,086,349.64 | 272.33 | 直接 | |
| 2021/12/10 | Common Stock | M行使選擇權取得 | +5,858 | $507.79 | +$2,974,633.82 | 6,130.33 | 直接 | |
| 2021/12/10 | Common Stock | S賣出處分 | −380 | $1,990.01F2 | −$756,203.8 | 5,750.33 | 直接 | |
| 2021/12/10 | Common Stock | S賣出處分 | −5,478 | $1,998.06F3 | −$10,945,372.68 | 272.33 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/8 | Common Stock | M行使選擇權處分 | −1 | $0.00 | $0 | 6,399 | 直接 | |
| 2021/12/9 | Common Stock | M行使選擇權處分 | −541 | $0.00 | $0 | 5,858 | 直接 | |
| 2021/12/10 | Common Stock | M行使選擇權處分 | −5,858 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $2,008.00 - $2,008.24 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,990.00 - $1,990.12 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,998.00 - $1,998.80 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。