Saltiel Albert 的 Form 4 申報
AutoZone Inc（AZO），2021/7/6 申報
- 申報編號
- 0001225208-21-010299
- 申報時間
- 2021/7/6
- 交易日
- 2021/7/2
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 5 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $495.7 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Saltiel AlbertCIK 0001571837 | 高階主管（資深副總裁） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/2 | Common Stock | M行使選擇權取得 | +3,200 | $507.79 | +$1,624,928 | 3,396.15 | 直接 | |
| 2021/7/2 | Common Stock | S賣出處分 | −101 | $1,550.47F1 | −$156,597.47 | 3,295.15 | 直接 | |
| 2021/7/2 | Common Stock | S賣出處分 | −385 | $1,548.78F2 | −$596,280.3 | 2,910.15 | 直接 | |
| 2021/7/2 | Common Stock | S賣出處分 | −576 | $1,547.80F3 | −$891,532.8 | 2,334.15 | 直接 | |
| 2021/7/2 | Common Stock | S賣出處分 | −2,138 | $1,549.62F4 | −$3,313,087.56 | 196.15 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/2 | Common Stock | M行使選擇權處分 | −3,200 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,550.38-$1,550.75 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,548.31 - $1,549.25 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,547.20 - $1,548.15 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,549.33 - $1,550.23 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。