Rhodes William C III 的 Form 4 申報
AutoZone Inc（AZO），2021/7/1 申報
- 申報編號
- 0001225208-21-009990
- 申報時間
- 2021/7/1
- 交易日
- 2021/6/29-6/30
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 9 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $700.3 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Rhodes William C IIICIK 0001080992 | 董事、高階主管（董事長、總裁、執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/6/29 | Common Stock | M行使選擇權取得 | +4,492 | $425.11 | +$1,909,594.12 | 23,389.51 | 直接 | |
| 2021/6/29 | Common Stock | S賣出處分 | −792 | $1,502.60F2 | −$1,190,059.2 | 22,597.51 | 直接 | |
| 2021/6/29 | Common Stock | S賣出處分 | −1,300 | $1,501.44F3 | −$1,951,872 | 21,297.51 | 直接 | |
| 2021/6/29 | Common Stock | S賣出處分 | −2,400 | $1,500.50F4 | −$3,601,200 | 18,897.51 | 直接 | |
| 2021/6/30 | Common Stock | M行使選擇權取得 | +173 | $425.11 | +$73,544.03 | 19,073.99 | 直接 | |
| 2021/6/30 | Common Stock | A公司授予取得 | +47 | $1,492.22 | +$70,134.34 | 19,120.99 | 直接 | |
| 2021/6/30 | Common Stock | A公司授予取得 | +8 | $0.00 | $0 | 19,128.99 | 直接 | |
| 2021/6/30 | Common Stock | S賣出處分 | −73 | $1,500.38 | −$109,527.74 | 19,055.99 | 直接 | |
| 2021/6/30 | Common Stock | S賣出處分 | −100 | $1,502.01 | −$150,201 | 18,955.99 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/6/29 | Common Stock | M行使選擇權處分 | −4,492 | $0.00 | $0 | 14,708 | 直接 | |
| 2021/6/30 | Common Stock | M行使選擇權處分 | −173 | $0.00 | $0 | 14,535 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,502.17-$1,502.74 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,501.00-$1,501.90 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,500.00-$1,500.93 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
表 I 有 1 筆交易的價格引用這則附註。