Maag Peter 的 Form 4 申報
CareDx, Inc.（CDNA），2021/7/7 申報
- 申報編號
- 0001217234-21-000171
- 申報時間
- 2021/7/7
- 交易日
- 2021/7/6
- 申報延遲
- 1 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 5 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $90.7 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Maag PeterCIK 0001613855 | 董事、高階主管（執行董事長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/6 | Common Stock | M行使選擇權取得 | +2,312 | $12.24 | +$28,298.88 | 374,256 | 直接 | |
| 2021/7/6 | Common Stock | S賣出處分 | −2,100 | $89.48F2 | −$187,908 | 372,156 | 直接 | |
| 2021/7/6 | Common Stock | S賣出處分 | −2,400 | $90.55F3 | −$217,320 | 369,756 | 直接 | |
| 2021/7/6 | Common Stock | S賣出處分 | −5,500 | $91.23F4 | −$501,765 | 364,256 | 直接 | |
| 2021/7/6 | Common Stock | F扣股繳稅處分 | −4,958 | $90.63 | −$449,343.54 | 359,298 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/6 | Common Stock | M行使選擇權處分 | −2,312 | $12.24 | −$28,298.88 | 35,188 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.00 to $89.96, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.03 to $90.98, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.04 to $91.33, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。