Ault Global Holdings, Inc. 的 Form 4/A 修正申報
修正Alzamend Neuro, Inc.（ALZN），2026/8/20 申報
- 申報編號
- 0001214659-26-010677
- 申報時間
- 2026/8/20 21:18 ET
- 交易日
- 2026/7/31
- 申報延遲
- 20 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2026/8/4
這份申報列了 1 筆衍生性交易。交易後 20 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Ault Global Holdings, Inc.CIK 0000896493 | 董事、其他：Director by deputization |
| Ault Capital Group, Inc.CIK 0002074623 | 董事、其他：Director by deputization |
| Ault Lending, LLCCIK 0002149572 | 董事、其他：Director by deputization |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
這份申報沒有這一類的交易。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/7/31 | Series D Convertible Preferred Stock | A公司授予取得 | +7,500 | $1,000.00 | +$7,500,000 | 7,500 | 間接 | 重複申報 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Each share of Series D Convertible Preferred Stock has a stated value of $ 1,050.00 and is convertible into shares of Common Stock at a conversion price equal to the greater of (i) $0.2668 and (ii) 80% of the lowest closing bid price of the Common Stock during the five (5) trading days immediately prior to the date of conversion into conversion shares, but not greater than $2.00 per share (the "Conversion Price"). The Conversion Price is subject to adjustment in the event of issuances of Common Stock at a price per share lower than the Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.
- F2
The Series D Convertible Preferred Stock has no expiration date.
- F3
As of August 4, 2026, the Conversion Price was $1,016 per share, so each share of Series D Convertible Preferred Stock is convertible into approximately 1,033.5 shares of Common Stock.
- F4
Ault Lending LLC ("Ault Lending"), is a wholly-owned subsidiary of Ault Capital Group, Inc. ("ACG"). ACG is a wholly-owned subsidiary of Hyperscale Data, Inc. ("HSD"). Mr. Ault, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
備註
This amendment is being filed solely to add Ault Lending and ACG, neither of which had EDGAR codes as of the date of the original filing, as reporting persons for Section 16 purposes. Mr. Ault, the Executive Chairman of HSD, which wholly owns ACG, which in turn wholly owns Ault Lending, is a director of the Issuer. For purposes of Section 16 of the Exchange Act, each of HSD, ACG and Ault Lending may be deemed a director by deputization by virtue of their respective representation on the Board of Directors of the Issuer. The holdings reported herein are separately disclosed on Section 16 filings made by Mr. Ault, and this filing is being made solely for the purpose of identifying HSD, ACG and Ault Lending directly as reporting persons for Section 16 purposes.