Dwivedi Apoorv 的 Form 4 申報
Nxu, Inc.（NXU），2024/4/19 申報
- 申報編號
- 0001214659-24-007230
- 申報時間
- 2024/4/19 21:35 ET
- 交易日
- 2023/9/15-12/4
- 申報延遲
- 217 天遲報
- 10b5-1 計畫
- 沒有勾選
這份申報列了 6 筆非衍生性交易。公開市場賣出合計 $786。交易後 217 天才申報，超過 2 個營業日的期限。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Dwivedi ApoorvCIK 0001940471 | 高階主管（財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/9/15 | Class A Common Stock | A公司授予取得 | +66,667 | –F3 | – | 936,630 | 直接 | |
| 2023/10/19 | Class A Common Stock | S賣出處分 | −19,650 | $0.04F2 | −$786 | 916,980 | 直接 | |
| 2023/10/31 | Class A Common Stock | A公司授予取得 | +238,095 | –F5 | – | 1,155,075 | 直接 | |
| 2023/11/30 | Class A Common Stock | A公司授予取得 | +416,667 | –F5 | – | 1,572,742 | 直接 | |
| 2023/12/4 | Class A Common Stock | A公司授予取得 | +20,000 | –F5 | – | 1,591,742 | 直接 | |
| 2023/12/4 | Class A Common Stock | A公司授予取得 | +30,000 | –F5 | – | 1,621,742 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The Reporting Person is eligible to receive a number of Performance Stock Units with a value of up to 6.25% of the Reporting Person's total annual compensation each quarter for four quarters, subject to the Reporting Person's continuous service and certain other performance conditions, beginning on the last day of the third quarter of 2023. The number of Performance Stock Units granted is calculated by dividing the dollar value of the award by the closing share price on the first trading day immediately preceding the 15th day of the month prior to each vesting date. On September 15, 2023, the Reporting Person was granted 66,667 Performance Stock Units, which vested on September 30, 2023. The Performance Stock Units may be settled solely by delivery of an equal number of shares of Class A common stock of the Issuer
表 I 有 1 筆交易的價格引用這則附註。
- F3
Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer.
表 I 有 1 筆交易的價格引用這則附註。
- F5
These Restricted Stock Units were vested upon the Reporting Person's separation from the Company.
表 I 有 4 筆交易的價格引用這則附註。