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CNH Capital Co Ltd 的 Form 4/A 修正申報

修正

PubMatic, Inc.(PUBM),2022/3/22 申報

申報編號
0001214659-22-004243
申報時間
2022/3/22
交易日
2021/3/19-5/21
申報延遲
368 天
10b5-1 計畫
表單沒有這欄(2023 年以前)
原始申報日
2022/3/22

這份申報列了 30 筆非衍生性交易。沿用原件裡沒有重述的 45 筆交易。公開市場買進合計 $1,612 萬。交易後 368 天申報。

這份修正申報重述了 0001214659-22-004238(2022/3/22 申報)的一部分,沒有重述的交易仍然有效,列在下面。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
CNH Capital Co LtdCIK 0001916745持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/3/19Class A Common StockP買進取得+10,000$48.06F5+$480,60010,000間接
2021/3/22Class A Common StockP買進取得+5,000$52.18F6+$260,90015,000間接
2021/3/23Class A Common StockP買進取得+2,000$47.32+$94,640632,000間接
2021/3/25Class A Common StockP買進取得+5,000$46.26+$231,300637,000間接
2021/3/29Class A Common StockP買進取得+20,000$46.00+$920,000657,000間接
2021/4/6Class A Common StockP買進取得+23,000$55.04+$1,265,920680,000間接
2021/4/12Class A Common StockP買進取得+10,000$54.01+$540,100690,000間接
2021/4/13Class A Common StockP買進取得+1,850$55.25+$102,212.5691,850間接
2021/4/20Class A Common StockP買進取得+18,150$47.51+$862,306.5710,000間接
2021/4/21Class A Common StockP買進取得+29,400$48.15F7+$1,415,61084,450間接
2021/4/21Class A Common StockP買進取得+600$48.85F8+$29,31085,050間接
2021/4/21Class A Common StockP買進取得+7,860$46.62+$366,433.2717,860間接
2021/4/22Class A Common StockP買進取得+10,000$46.69F9+$466,90095,050間接
2021/5/4Class A Common StockP買進取得+2,140$49.82+$106,614.8720,000間接
2021/5/5Class A Common StockP買進取得+5,000$44.60+$223,000725,000間接
2021/5/6Class A Common StockP買進取得+7,000$43.01F10+$301,070102,050間接
2021/5/6Class A Common StockP買進取得+3,000$44.50+$133,500105,050間接
2021/5/11Class A Common StockP買進取得+2,000$36.25F11+$72,500107,050間接
2021/5/11Class A Common StockP買進取得+3,000$37.58F12+$112,740110,050間接
2021/5/12Class A Common StockP買進取得+1,000$36.00+$36,00026,000間接
2021/5/12Class A Common StockP買進取得+12,141$37.56F13+$456,015.9638,141間接
2021/5/18Class A Common StockP買進取得+1,958$32.24F14+$63,125.92112,008間接
2021/5/18Class A Common StockP買進取得+5,042$33.97F15+$171,276.74117,050間接
2021/5/18Class A Common StockP買進取得+3,000$34.49F16+$103,470120,050間接
2021/5/19Class A Common StockP買進取得+5,000$31.91+$159,550125,050間接
2021/5/20Class A Common StockP買進取得+3,000$33.53F17+$100,590128,050間接
2021/5/20Class A Common StockP買進取得+2,000$35.00F18+$70,000130,050間接
2021/5/20Class A Common StockP買進取得+10,000$34.29+$342,900735,000間接
2021/5/21Class A Common StockP買進取得+2,000$34.68F19+$69,360132,050間接
2021/5/21Class A Common StockP買進取得+3,000$34.60+$103,800738,000間接

沿用原件的交易

這份修正申報只重述了原件的一部分。原件其他的交易仍然有效,網站的交易表把它們算在這份修正申報底下。

來自 0001214659-22-004238(2022/3/22 申報)。

非衍生性證券(表 I)

沿用 0001214659-22-004238 的非衍生性證券交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2021/5/24Class A Common StockP買進取得+5,000$34.27F5+$171,350137,050間接
2021/5/24Class A Common StockP買進取得+12,000$34.10+$409,200750,000間接
2021/5/25Class A Common StockP買進取得+5,000$33.63F6+$168,150142,050間接
2021/5/25Class A Common StockP買進取得+10,000$32.63+$326,300760,000間接
2021/5/26Class A Common StockP買進取得+5,000$32.52F7+$162,60020,000間接
2021/5/26Class A Common StockP買進取得+10,000$34.00+$340,000765,000間接
2021/5/27Class A Common StockP買進取得+35,000$31.30+$1,095,500800,000間接
2021/5/28Class A Common StockP買進取得+10,000$31.06F8+$310,600152,050間接
2021/5/28Class A Common StockP買進取得+5,000$29.57+$147,850805,000間接
2021/6/1Class A Common StockP買進取得+9,350$29.42F9+$275,077161,400間接
2021/6/1Class A Common StockP買進取得+650$30.00+$19,500162,050間接
2021/6/1Class A Common StockP買進取得+4,500$29.22F10+$131,49024,500間接
2021/6/1Class A Common StockP買進取得+500$30.01+$15,00525,000間接
2021/6/1Class A Common StockP買進取得+10,000$29.18+$291,800815,000間接
2021/6/2Class A Common StockP買進取得+5,000$28.96F11+$144,800167,050間接
2021/6/2Class A Common StockP買進取得+10,000$29.53+$295,300825,000間接
2021/6/3Class A Common StockP買進取得+10,000$28.74F12+$287,400177,050間接
2021/6/3Class A Common StockP買進取得+10,000$28.42+$284,200835,000間接
2021/6/4Class A Common StockP買進取得+8,700$28.15F13+$244,905185,750間接
2021/6/4Class A Common StockP買進取得+1,300$29.01F14+$37,713187,050間接
2021/6/4Class A Common StockP買進取得+5,000$27.35+$136,750840,000間接
2021/6/7Class A Common StockP買進取得+5,000$27.46F15+$137,300192,050間接
2021/6/7Class A Common StockP買進取得+2,500$27.59F16+$68,97527,500間接
2021/6/7Class A Common StockP買進取得+3,000$28.79+$86,370843,000間接
2021/6/8Class A Common StockP買進取得+5,000$30.04F17+$150,200197,050間接
2021/6/8Class A Common StockP買進取得+7,000$30.35+$212,450850,000間接
2021/6/14Class A Common StockP買進取得+5,000$33.72F18+$168,60032,500間接
2021/6/15Class A Common StockP買進取得+5,000$33.38F19+$166,90037,500間接
2021/6/16Class A Common StockP買進取得+3,022$33.23F20+$100,421.0640,522間接
2021/6/16Class A Common StockP買進取得+1,978$33.96F21+$67,172.8842,500間接

衍生性證券(表 II)

沿用 0001214659-22-004238 的衍生性證券交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2021/3/24Class A Common StockP買進取得+3,000$48.50+$145,50016,000間接
2021/3/30Class A Common StockP買進取得+5,000$46.00+$230,00053,500間接
2021/3/30Class A Common StockP買進取得+7,000$45.00+$315,00050,463間接
2021/3/30Class A Common StockP買進取得+3,000$46.30+$138,90053,463間接
2021/4/16Class A Common StockP買進取得+539$52.80+$28,459.254,002間接
2021/4/16Class A Common StockP買進取得+14,461$53.50F22+$773,663.568,463間接
2021/4/16Class A Common StockP買進取得+5,000$55.94F23+$279,70073,463間接
2021/5/12Class A Common StockP買進取得+5,000$37.61F24+$188,05021,000間接
2021/6/2Class A Common StockP買進取得+2,500$29.00F25+$72,50023,500間接
2021/6/3Class A Common StockP買進取得+5,000$28.74F26+$143,70028,500間接
2021/6/3Class A Common StockP買進取得+5,000$28.76F27+$143,80045,500間接
2021/6/4Class A Common StockP買進取得+2,500$27.85+$69,62531,000間接
2021/6/4Class A Common StockP買進取得+2,500$28.70F28+$71,75033,500間接
2021/6/8Class A Common StockP買進取得+2,500$30.02F29+$75,05036,000間接
2021/6/16Class A Common StockP買進取得+5,000$33.75F30+$168,75050,500間接

原件的附註

這幾筆交易的價格在原件上引用的附註。

F5

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.11 to $34.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F6

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.51 to $34.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F7

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.30 to $32.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F8

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.90 to $31.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F9

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.98 to $29.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F10

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.98 to $29.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F11

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.70 to $29.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F12

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.20 to $28.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F13

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.85 to $28.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F14

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.88 to $29.36, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F15

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.00 to $27.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F16

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.30 to $27.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F17

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.00 to $30.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F18

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.20 to $34.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F19

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.30 to $33.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F20

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.80 to $33.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F21

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.94 to $33.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F22

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $53.00 to $54.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 II 有 1 筆交易的價格引用這則附註。

F23

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $55.69 to $56.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 II 有 1 筆交易的價格引用這則附註。

F24

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.35 to $37.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 II 有 1 筆交易的價格引用這則附註。

F25

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.80 to $29.18, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 II 有 1 筆交易的價格引用這則附註。

F26

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.50 to $28.8, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 II 有 1 筆交易的價格引用這則附註。

F27

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.30 to $28.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 II 有 1 筆交易的價格引用這則附註。

F28

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.30 to $29.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 II 有 1 筆交易的價格引用這則附註。

F29

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.00 to $20.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 II 有 1 筆交易的價格引用這則附註。

F30

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.68 to $33.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 II 有 1 筆交易的價格引用這則附註。

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

Directly by Granite Holdings Co, Ltd. ("Granite"). CNH Co., Ltd. ("CNH") is a subsidiary of Granite. Each of CNH Capital Co., Ltd. ("CNH Capital") and CNH Hospitality Co., Ltd. ("CNH Hospitality") is a subsidiary of CNH. Duk Ho Cho is the majority shareholder of Granite and chairperson of CNH. Because of the relationships described herein, Mr. Cho may be deemed to beneficially own the securities beneficially owned by Granite, Granite may be deemed to beneficially own the securities beneficially owned by CNH and CNH may be deemed to beneficially own the securities held by each of CNH Capital and CNH Hospitality. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.

F2

Directly held by CNH Capital.

F3

Directly held by CNH Hospitality.

F4

Directly held by Duk Ho Cho.

F5

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $47.80 to $48.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F6

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $51.90 to $52.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F7

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $47.80 to $48.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F8

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $48.81 to $48.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F9

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $46.30 to $46.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F10

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $42.70 to $43.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F11

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $36.00 to $36.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F12

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.50 to $37.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F13

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.30 to $37.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F14

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.20 to $32.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F15

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.40 to $34.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F16

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.45 to $34.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F17

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.50 to $33.60, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F18

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.80 to $35.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

F19

The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.50 to $35.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.

表 I 有 1 筆交易的價格引用這則附註。

備註

Because there are more than 30 rows associated with the applicable transactions and EDGAR will not allow for the entry of more than 30 rows on a single Form 4, this Form 4 is being filed in conjunction with a second Form 4 by the Reporting Person. The two Form 4s filed by the Reporting Person on the date hereof should be read together as one consolidated filing.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)