Baum Charles M 的 Form 4 申報
Mirati Therapeutics, Inc.（MRTX），2021/12/3 申報
- 申報編號
- 0001214659-21-012712
- 申報時間
- 2021/12/3
- 交易日
- 2021/12/3
- 申報延遲
- 當天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $628.8 萬。交易當天就申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Baum Charles MCIK 0001579824 | 董事、高階主管（President & Head of R&D） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/3 | Common Stock | M行使選擇權取得 | +47,204 | $8.49 | +$400,761.96 | 159,918 | 直接 | |
| 2021/12/3 | Common Stock | S賣出處分 | −9,200 | $131.61F2 | −$1,210,812 | 150,718 | 直接 | |
| 2021/12/3 | Common Stock | S賣出處分 | −21,509 | $132.49F3 | −$2,849,727.41 | 129,209 | 直接 | |
| 2021/12/3 | Common Stock | S賣出處分 | −3,900 | $133.27F4 | −$519,753 | 125,309 | 直接 | |
| 2021/12/3 | Common Stock | S賣出處分 | −3,842 | $134.57F5 | −$517,017.94 | 121,467 | 直接 | |
| 2021/12/3 | Common Stock | S賣出處分 | −6,558 | $135.64F6 | −$889,527.12 | 114,909 | 直接 | |
| 2021/12/3 | Common Stock | S賣出處分 | −1,210 | $136.66F7 | −$165,358.6 | 113,699 | 直接 | |
| 2021/12/3 | Common Stock | S賣出處分 | −985 | $137.56F8 | −$135,496.6 | 112,714 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/3 | Common Stock | M行使選擇權處分 | −47,204 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $131.07 to $132.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $132.07 to $133.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $133.07 to $134.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $134.15 to $135.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $135.15 to $136.135. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $136.29 to $137.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $137.34 to $137.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。