Ault Milton C III 的 Form 4 申報
Hyperscale Data, Inc.（GPUS），2021/12/3 申報
- 申報編號
- 0001214659-21-012709
- 申報時間
- 2021/12/3
- 交易日
- 2021/12/1-12/3
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 5 筆非衍生性交易、1 筆衍生性交易。公開市場買進合計 $67.8 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Ault Milton C IIICIK 0001212502 | 董事、高階主管（執行董事長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/1 | Common Stock | M行使選擇權取得 | +1,250 | $0.00 | $0 | 151,125 | 直接 | |
| 2021/12/2 | Common Stock | P買進取得 | +1,000 | $1.61 | +$1,610 | 152,125 | 直接 | |
| 2021/12/3 | Common Stock | P買進取得 | +2,000 | $1.52F2 | +$3,040 | 154,125 | 直接 | |
| 2021/12/2 | Common Stock | P買進取得 | +125,000 | $1.62F3 | +$202,500 | 5,530,000 | 間接 | |
| 2021/12/3 | Common Stock | P買進取得 | +300,000 | $1.57F5 | +$471,000 | 5,830,000 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/12/1 | Common Stock | M行使選擇權處分 | −1,250 | $0.00 | $0 | 0 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $1.5195. The range of purchase prices on the transaction date was $1.4989 to $1.54 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The common stock was purchased by Ault Alpha LP ("Ault Alpha") in open market transactions on the transaction date, with a volume weighted average purchase price of $1.6231. The range of purchase prices on the transaction date was $1.5954 to $1.6474 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The common stock was purchased by Ault Alpha in open market transactions on the transaction date, with a volume weighted average purchase price of $1.5653. The range of purchase prices on the transaction date was $1.5408 to $1.5969 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
表 I 有 1 筆交易的價格引用這則附註。