Bernshteyn Robert 的 Form 4 申報
Coupa Software Inc（COUP），2021/9/21 申報
- 申報編號
- 0001214659-21-009693
- 申報時間
- 2021/9/21
- 交易日
- 2021/9/17
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1,217 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bernshteyn RobertCIK 0001436655 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/17 | Common Stock | M行使選擇權取得 | +50,000 | $13.04 | +$652,000 | 269,445 | 直接 | |
| 2021/9/17 | Common Stock | S賣出處分 | −2,409 | $240.68F2 | −$579,798.12 | 267,036 | 直接 | |
| 2021/9/17 | Common Stock | S賣出處分 | −8,621 | $241.66F3 | −$2,083,350.86 | 258,415 | 直接 | |
| 2021/9/17 | Common Stock | S賣出處分 | −12,356 | $242.61F4 | −$2,997,689.16 | 246,059 | 直接 | |
| 2021/9/17 | Common Stock | S賣出處分 | −11,616 | $243.77F5 | −$2,831,632.32 | 234,443 | 直接 | |
| 2021/9/17 | Common Stock | S賣出處分 | −9,981 | $244.43F6 | −$2,439,655.83 | 224,462 | 直接 | |
| 2021/9/17 | Common Stock | S賣出處分 | −3,417 | $245.81F7 | −$839,932.77 | 221,045 | 直接 | |
| 2021/9/17 | Common Stock | S賣出處分 | −1,600 | $247.12F8 | −$395,392 | 219,445 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/9/17 | Common Stock | M行使選擇權處分 | −50,000 | $0.00 | $0 | 150,621 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $240.16 to $241.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $241.16 to $242.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $242.16 to $243.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $243.16 to $244.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $244.16 to $245.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $245.20 to $246.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $246.59 to $247.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。