Bernshteyn Robert 的 Form 4 申報
Coupa Software Inc（COUP），2021/8/19 申報
- 申報編號
- 0001214659-21-008822
- 申報時間
- 2021/8/19
- 交易日
- 2021/8/17
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 8 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $1,038 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bernshteyn RobertCIK 0001436655 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/17 | Common Stock | M行使選擇權取得 | +32,970 | $7.88 | +$259,803.6 | 252,415 | 直接 | |
| 2021/8/17 | Common Stock | M行使選擇權取得 | +17,030 | $13.04 | +$222,071.2 | 269,445 | 直接 | |
| 2021/8/17 | Common Stock | S賣出處分 | −591 | $204.53F2 | −$120,877.23 | 268,854 | 直接 | |
| 2021/8/17 | Common Stock | S賣出處分 | −5,701 | $205.40F3 | −$1,170,985.4 | 263,153 | 直接 | |
| 2021/8/17 | Common Stock | S賣出處分 | −10,815 | $206.45F4 | −$2,232,756.75 | 252,338 | 直接 | |
| 2021/8/17 | Common Stock | S賣出處分 | −6,308 | $207.39F5 | −$1,308,216.12 | 246,030 | 直接 | |
| 2021/8/17 | Common Stock | S賣出處分 | −21,652 | $208.35F6 | −$4,511,194.2 | 224,378 | 直接 | |
| 2021/8/17 | Common Stock | S賣出處分 | −4,933 | $209.22F7 | −$1,032,082.26 | 219,445 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/17 | Common Stock | M行使選擇權處分 | −32,970 | $0.00 | $0 | 0 | 直接 | |
| 2021/8/17 | Common Stock | M行使選擇權處分 | −17,030 | $0.00 | $0 | 200,621 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $203.93 to $204.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $204.95 to $205.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $205.96 to $206.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $206.96 to $207.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $207.97 to $208.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $208.99 to $209.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。