Ault Milton C III 的 Form 4 申報
Alzamend Neuro, Inc.（ALZN），2021/8/10 申報
- 申報編號
- 0001214659-21-008330
- 申報時間
- 2021/8/10
- 交易日
- 2021/8/6-8/10
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 3 筆非衍生性交易、3 筆衍生性交易。公開市場買進合計 $2.27 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Ault Milton C IIICIK 0001212502 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/6 | Common Stock | P買進取得 | +14,000 | $119.08F7 | +$16,671.2 | 200 | 間接 | |
| 2021/8/6 | Common Stock | P買進取得 | +10,000 | $55.51 | +$5,551 | 200 | 間接 | |
| 2021/8/6 | Common Stock | P買進取得 | +2,000 | $75.51 | +$1,510.2 | 50 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.0688. The range of purchase prices on the transaction date was $4.05 to $4.13 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.0108. The range of purchase prices on the transaction date was $3.99 to $4.04 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
The options were purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $119.0836. The range of purchase prices on the transaction date was $115.51 to $120.51. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of options purchased at each price.
表 II 有 1 筆交易的價格引用這則附註。