Bernshteyn Robert 的 Form 4 申報
Coupa Software Inc（COUP），2021/7/21 申報
- 申報編號
- 0001214659-21-007694
- 申報時間
- 2021/7/21
- 交易日
- 2021/7/19
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 11 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $1,096 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Bernshteyn RobertCIK 0001436655 | 董事、高階主管（執行長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/19 | Common Stock | M行使選擇權取得 | +50,000 | $7.88 | +$394,000 | 269,445 | 直接 | |
| 2021/7/19 | Common Stock | S賣出處分 | −700 | $212.66F2 | −$148,862 | 268,745 | 直接 | |
| 2021/7/19 | Common Stock | S賣出處分 | −2,608 | $214.29F3 | −$558,868.32 | 266,137 | 直接 | |
| 2021/7/19 | Common Stock | S賣出處分 | −1,780 | $215.08F4 | −$382,842.4 | 264,357 | 直接 | |
| 2021/7/19 | Common Stock | S賣出處分 | −3,300 | $216.25F5 | −$713,625 | 261,057 | 直接 | |
| 2021/7/19 | Common Stock | S賣出處分 | −1,361 | $217.12F6 | −$295,500.32 | 259,696 | 直接 | |
| 2021/7/19 | Common Stock | S賣出處分 | −2,651 | $218.33F7 | −$578,792.83 | 257,045 | 直接 | |
| 2021/7/19 | Common Stock | S賣出處分 | −10,097 | $219.37F8 | −$2,214,978.89 | 246,948 | 直接 | |
| 2021/7/19 | Common Stock | S賣出處分 | −13,451 | $220.25F9 | −$2,962,582.75 | 233,497 | 直接 | |
| 2021/7/19 | Common Stock | S賣出處分 | −12,952 | $221.12F10 | −$2,863,946.24 | 220,545 | 直接 | |
| 2021/7/19 | Common Stock | S賣出處分 | −1,100 | $222.09F11 | −$244,299 | 219,445 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/7/19 | Common Stock | M行使選擇權處分 | −50,000 | $0.00 | $0 | 32,970 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This transaction was executed in multiple trades at prices ranging from $212.38 to $213.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $213.65 to $214.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $214.65 to $215.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F5
This transaction was executed in multiple trades at prices ranging from $215.74 to $216.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
This transaction was executed in multiple trades at prices ranging from $216.76 to $217.57. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F7
This transaction was executed in multiple trades at prices ranging from $217.79 to $218.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F8
This transaction was executed in multiple trades at prices ranging from $218.80 to $219.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F9
This transaction was executed in multiple trades at prices ranging from $219.80 to $220.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F10
This transaction was executed in multiple trades at prices ranging from $220.81 to $221.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F11
This transaction was executed in multiple trades at prices ranging from $221.81 to $222.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。