Stilwell Joseph 的 Form 4 申報
Wheeler Real Estate Investment Trust, Inc.（WHLR），2026/10/2 申報
- 申報編號
- 0001213900-26-106486
- 申報時間
- 2026/10/2 17:07 ET
- 交易日
- 2026/9/30
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 3 筆非衍生性交易、7 筆衍生性交易。公開市場賣出合計 $15.15。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Stilwell JosephCIK 0001113303 | 董事、持股 10% 以上大股東 |
| Stilwell Associates, L.P.CIK 0000913960 | 持股 10% 以上大股東 |
| Stilwell Value LLCCIK 0001397076 | 持股 10% 以上大股東 |
| Stilwell Value Partners VII, L.P.CIK 0001555931 | 持股 10% 以上大股東 |
| Stilwell Activist Fund, L.P.CIK 0001564452 | 持股 10% 以上大股東 |
| Stilwell Activist Investments, L.P.CIK 0001573720 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/9/30 | Common Stock | P買進取得 | +78,128 | $1,287,410.00F10 | – | – | 間接 | 價格異常 |
| 2026/9/30 | Common Stock | S賣出處分 | −165,424 | $2,725,865.00F11 | – | – | 間接 | 價格異常 |
| 2026/9/30 | Common Stock | P買進取得 | +14,985 | $246,925.00F12 | – | – | 間接 | 價格異常 |
| 2026/9/30 | Common Stock | D交回公司處分 | 0 | –F14 | – | 121,302 | 間接 | |
| 2026/9/30 | Common Stock | D交回公司處分 | 0 | –F15 | – | 17,688 | 間接 | |
| 2026/9/30 | Common Stock | D交回公司處分 | 0 | –F17 | – | 469,288 | 間接 | |
| 2026/9/30 | Common Stock | D交回公司處分 | 0 | –F18 | – | 61,693 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F5
On September 30, 2026, the Issuer agreed to issue to SAI 142,015 shares of the Issuer's common stock ("Common Stock") in exchange for 26,897 shares of the Issuer's Series B Preferred Stock ("Series B Preferred Stock") and 6,801 shares of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") held by SAI (the "Third SAI Exchange"). The Issuer did not receive any cash proceeds in the Third SAI Exchange.
表 I 有 1 筆交易的價格引用這則附註。
- F7
On September 30, 2026, the Issuer agreed to issue to SAF 19,685 shares of Common Stock in exchange for 3,903 shares of Series B Preferred Stock and 899 shares of Series D Preferred Stock held by SAF (the "Third SAF Exchange"). The Issuer did not receive any cash proceeds in the Third SAF Exchange.
表 I 有 1 筆交易的價格引用這則附註。
- F10
The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $85.00 per $25.00 of aggregate principal amount.
表 II 有 1 筆交易的價格引用這則附註。
- F11
The price reported in Column 8 is an aggregate purchase price. These Notes were sold at a price of $85.00 per $25.00 of aggregate principal amount.
表 II 有 1 筆交易的價格引用這則附註。
- F12
The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $85.00 per $25.00 of aggregate principal amount.
表 II 有 1 筆交易的價格引用這則附註。
- F14
The preferred stock disposition was pursuant to the Third SAI Exchange.
表 II 有 1 筆交易的價格引用這則附註。
- F15
The preferred stock disposition was pursuant to the Third SAF Exchange.
表 II 有 1 筆交易的價格引用這則附註。
- F17
The preferred stock disposition was pursuant to the Third SAI Exchange.
表 II 有 1 筆交易的價格引用這則附註。
- F18
The preferred stock disposition was pursuant to the Third SAF Exchange.
表 II 有 1 筆交易的價格引用這則附註。