Stilwell Joseph 的 Form 4 申報
Wheeler Real Estate Investment Trust, Inc.（WHLR），2026/9/25 申報
- 申報編號
- 0001213900-26-103642
- 申報時間
- 2026/9/25 18:48 ET
- 交易日
- 2026/9/23
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 5 筆非衍生性交易、9 筆衍生性交易。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Stilwell JosephCIK 0001113303 | 董事、持股 10% 以上大股東 |
| Stilwell Associates, L.P.CIK 0000913960 | 持股 10% 以上大股東 |
| Stilwell Value LLCCIK 0001397076 | 持股 10% 以上大股東 |
| Stilwell Value Partners VII, L.P.CIK 0001555931 | 持股 10% 以上大股東 |
| Stilwell Activist Fund, L.P.CIK 0001564452 | 持股 10% 以上大股東 |
| Stilwell Activist Investments, L.P.CIK 0001573720 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2026/9/23 | Common Stock | D交回公司處分 | 0 | –F13 | – | 134,678 | 間接 | |
| 2026/9/23 | Common Stock | D交回公司處分 | 0 | –F14 | – | 128,103 | 間接 | |
| 2026/9/23 | Common Stock | D交回公司處分 | 0 | –F15 | – | 19,542 | 間接 | |
| 2026/9/23 | Common Stock | D交回公司處分 | 0 | –F16 | – | 18,587 | 間接 | |
| 2026/9/23 | Common Stock | D交回公司處分 | 0 | –F17 | – | 0 | 間接 | |
| 2026/9/23 | Common Stock | D交回公司處分 | 0 | –F19 | – | 522,788 | 間接 | |
| 2026/9/23 | Common Stock | D交回公司處分 | 0 | –F20 | – | 496,185 | 間接 | |
| 2026/9/23 | Common Stock | D交回公司處分 | 0 | –F21 | – | 69,113 | 間接 | |
| 2026/9/23 | Common Stock | D交回公司處分 | 0 | –F22 | – | 65,596 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F5
On September 23, 2026, the Issuer agreed to issue to SAI 184,655 shares of the Issuer's common stock ("Common Stock") in exchange for 24,730 shares of the Issuer's Series B Preferred Stock ("Series B Preferred Stock") and 3,287 shares of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") held by SAI (the "First SAI Exchange"). The Issuer did not receive any cash proceeds in the First SAI Exchange.
表 I 有 1 筆交易的價格引用這則附註。
- F6
On September 23, 2026, the Issuer agreed to issue to SAI 257,902 shares of Common Stock in exchange for 26,603 shares of Series B Preferred Stock and 6,575 shares of Series D Preferred Stock held by SAI (the "Second SAI Exchange"). The Issuer did not receive any cash proceeds in the Second SAI Exchange.
表 I 有 1 筆交易的價格引用這則附註。
- F7
On September 23, 2026, the Issuer agreed to issue to SAF 25,516 shares of Common Stock in exchange for 3,270 shares of Series B Preferred Stock and 491 shares of Series D Preferred Stock held by SAF (the "First SAF Exchange"). The Issuer did not receive any cash proceeds in the First SAF Exchange.
表 I 有 1 筆交易的價格引用這則附註。
- F8
On September 23, 2026, the Issuer agreed to issue to SAF 35,768 shares of Common Stock in exchange for 3,517 shares of Series B Preferred Stock and 955 shares of Series D Preferred Stock held by SAF (the "Second SAF Exchange"). The Issuer did not receive any cash proceeds in the Second SAF Exchange.
表 I 有 1 筆交易的價格引用這則附註。
- F9
On September 23, 2026, the Issuer agreed to issue to SA 62,829 shares of Common Stock in exchange for 3,222 shares of Series D Preferred Stock held by SA (the "SA Exchange"). The Issuer did not receive any cash proceeds in the SA Exchange.
表 I 有 1 筆交易的價格引用這則附註。
- F13
The preferred stock disposition was pursuant to the First SAI Exchange.
表 II 有 1 筆交易的價格引用這則附註。
- F14
The preferred stock disposition was pursuant to the Second SAI Exchange.
表 II 有 1 筆交易的價格引用這則附註。
- F15
The preferred stock disposition was pursuant to the First SAF Exchange.
表 II 有 1 筆交易的價格引用這則附註。
- F16
The preferred stock disposition was pursuant to the Second SAF Exchange.
表 II 有 1 筆交易的價格引用這則附註。
- F17
The preferred stock disposition was pursuant to the SA Exchange.
表 II 有 1 筆交易的價格引用這則附註。
- F19
The preferred stock disposition was pursuant to the First SAI Exchange.
表 II 有 1 筆交易的價格引用這則附註。
- F20
The preferred stock disposition was pursuant to the Second SAI Exchange.
表 II 有 1 筆交易的價格引用這則附註。
- F21
The preferred stock disposition was pursuant to the First SAF Exchange.
表 II 有 1 筆交易的價格引用這則附註。
- F22
The preferred stock disposition was pursuant to the Second SAF Exchange.
表 II 有 1 筆交易的價格引用這則附註。