Tompkins Mark N. 的 Form 4/A 修正申報
修正Aeluma, Inc.（ALMU），2025/10/6 申報
- 申報編號
- 0001213900-25-096783
- 申報時間
- 2025/10/6
- 交易日
- 2025/9/30
- 申報延遲
- 6 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2025/10/2
這份申報列了 1 筆非衍生性交易。沿用原件裡沒有重述的 5 筆交易。公開市場賣出合計 $184.1 萬。交易後 6 天申報。
這份修正申報重述了 0001213900-25-094948（2025/10/2 申報）的一部分，沒有重述的交易仍然有效，列在下面。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Tompkins Mark N.CIK 0001455971 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/9/30 | Common Stock | S賣出處分 | −33,800 | $16.18F2 | −$546,884 | 2,857,033 | 直接 |
沿用原件的交易
這份修正申報只重述了原件的一部分。原件其他的交易仍然有效，網站的交易表把它們算在這份修正申報底下。
來自 0001213900-25-094948（2025/10/2 申報）。
非衍生性證券（表 I）
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/9/29 | Common Stock | S賣出處分 | −23,382 | $17.52F1 | −$409,652.64 | 2,892,451 | 直接 | |
| 2025/9/29 | Common Stock | S賣出處分 | −1,618 | $18.36F2 | −$29,706.48 | 2,890,833 | 直接 | |
| 2025/9/30 | Common Stock | S賣出處分 | −200 | $17.54 | −$3,508 | 2,856,833 | 直接 | |
| 2025/10/1 | Common Stock | S賣出處分 | −9,133 | $16.39F4 | −$149,689.87 | 2,847,700 | 直接 | |
| 2025/10/1 | Common Stock | S賣出處分 | −41,367 | $16.97F5 | −$701,997.99 | 2,806,333 | 直接 |
原件的附註
這幾筆交易的價格在原件上引用的附註。
- F1
The price reported in Column 4 represents a weighted average sales price of $17.52. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.98, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F2
The price reported in Column 4 represents a weighted average sales price of $18.36. These shares were sold in multiple transactions at prices ranging from $18.02 to $18.64, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F4
The price reported in Column 4 represents a weighted average sales price of $16.39. These shares were sold in multiple transactions at prices ranging from $15.77 to $16.76, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The price reported in Column 4 represents a weighted average sales price of $16.97. These shares were sold in multiple transactions at prices ranging from $16.77 to $17.20, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
On October 2, 2025, the Reporting Person filed a Form 4 (the "Original Report") which incorrectly stated the total shares sold in the reported transaction in Table I - Column 4 of the Original Report.. The Reporting Person is filing this Form 4/A to amend and correct the discrepancy.
- F2
The price reported in Column 4 represents a weighted average sales price of $16.18. These shares were sold in multiple transactions at prices ranging from $15.86 to $16.75, inclusive.
表 I 有 1 筆交易的價格引用這則附註。
備註
The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.