Stilwell Joseph 的 Form 4 申報
Wheeler Real Estate Investment Trust, Inc.（WHLR），2025/6/6 申報
- 申報編號
- 0001213900-25-052270
- 申報時間
- 2025/6/6 19:26 ET
- 交易日
- 2025/6/4-6/5
- 申報延遲
- 2 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 1 筆非衍生性交易、4 筆衍生性交易。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Stilwell JosephCIK 0001113303 | 董事、持股 10% 以上大股東 |
| Stilwell Associates, L.P.CIK 0000913960 | 持股 10% 以上大股東 |
| Stilwell Value LLCCIK 0001397076 | 持股 10% 以上大股東 |
| Stilwell Value Partners VII, L.P.CIK 0001555931 | 持股 10% 以上大股東 |
| Stilwell Activist Fund, L.P.CIK 0001564452 | 持股 10% 以上大股東 |
| Stilwell Activist Investments, L.P.CIK 0001573720 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/6/5 | Common Stock | A公司授予取得 | +806 | –F5 | – | 806 | 間接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2025/6/5 | Common Stock | D交回公司處分 | 0 | –F9 | – | 909 | 間接 | |
| 2025/6/4 | Common Stock | S賣出處分 | 0 | $4.00 | −$41,352 | 578,645 | 間接 | |
| 2025/6/4 | Common Stock | S賣出處分 | 0 | $4.00 | −$5,968 | 83,488 | 間接 | |
| 2025/6/4 | Common Stock | S賣出處分 | 0 | $4.00 | −$9,376 | 131,199 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F5
Represents shares of the Issuer's common stock that were acquired as a result of the Issuer settling redemption requests for the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") in shares of the Issuer's common stock. The redemption price for each share of Series D Preferred Stock was approximately $41.34 ($25.00 per share plus the amount of all accrued but unpaid dividends to and including the redemption date). The number of shares of common stock issued upon redemption of Series D Preferred Stock was based on a common stock price of $5.13, which was the volume weighted average of the closing sales price, as reported on the Nasdaq Capital Market, per share of common stock for the ten consecutive trading days immediately preceding, but not including, the redemption date.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Disposition was as a result of the redemption of Series D Preferred Stock, which was settled in shares of the Issuer's common stock at a redemption price of approximately $41.34 per share of Series D Preferred Stock ($25.00 per share plus the amount of all accrued but unpaid dividends to and including the redemption date).
表 II 有 1 筆交易的價格引用這則附註。