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Ghaffarian Kamal Seyed 的 Form 4 申報

Intuitive Machines, Inc.(LUNR),2025/1/2 申報

申報編號
0001213900-25-000404
申報時間
2025/1/2 16:31 ET
交易日
2024/12/30-12/31
申報延遲
3 天
10b5-1 計畫
有勾選

這份申報列了 5 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $693.6 萬。交易後 3 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Ghaffarian Kamal SeyedCIK 0001963529董事、持股 10% 以上大股東
Ghaffarian Enterprises, LLCCIK 0001965259持股 10% 以上大股東
Intuitive Machines KG Parent, LLCCIK 0001965283持股 10% 以上大股東
GM Enterprises, LLCCIK 0001965320持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2024/12/30Class A Common StockM行使選擇權取得+377,973–F1–3,872,741間接
2024/12/30Class C Common StockD交回公司處分−377,973–F1–33,734,230間接
2024/12/30Class A Common StockS賣出處分−201,327$17.96F5−$3,616,718.763,671,414間接
2024/12/30Class A Common StockS賣出處分−176,646$18.79F6−$3,319,037.023,494,768間接
2024/12/31Class C Common StockD交回公司處分−570,000–F1–33,164,230間接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2024/12/30Class A Common StockM行使選擇權處分−377,973–F1–38,358,759間接
2024/12/30Class A Common StockG贈與處分−570,000–F1–37,788,759間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

The Common Units of Intuitive Machines, LLC may be redeemed for shares of the Issuer's Class A Common Stock on a one-to-one basis at the discretion of the holder. The Common Units do not expire. Upon the redemption of any Common Units, a number of shares of Class C Common Stock equal to the number of Common Units that are redeemed will automatically be cancelled for no consideration.

表 I 有 3 筆、表 II 有 2 筆交易的價格引用這則附註。

F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.27 to $18.27, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

表 I 有 1 筆交易的價格引用這則附註。

F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.275 to $19.245, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)