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Horizon Fuel Cell Technologies Pte Ltd 的 Form 4/A 修正申報

修正

Hyzon Motors Inc.(HYZN),2024/1/26 申報

申報編號
0001213900-24-007114
申報時間
2024/1/26 19:47 ET
交易日
2024/1/19-1/22
申報延遲
7 天
10b5-1 計畫
沒有勾選
原始申報日
2024/1/23

這份申報列了 2 筆非衍生性交易。公開市場賣出合計 $141.0 萬。交易後 7 天申報。

這份修正申報取代了 0001213900-24-005501(2024/1/23 申報)。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Horizon Fuel Cell Technologies Pte LtdCIK 0001348037持股 10% 以上大股東
Hymas Pte. Ltd.CIK 0001993272持股 10% 以上大股東

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2024/1/19Class A Common Stock, par value $0.0001 per shareS賣出處分−610,000$0.59−$359,90098,397,986間接
2024/1/22Class A Common Stock, par value $0.0001 per shareS賣出處分−1,750,000$0.60−$1,050,00096,647,986間接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F1

1. The shares of Class A Common Stock, par value $0.0001 per share ("Shares") of Hyzon Motors Inc. (the "Issuer") reported herein (the "Nominee Shares") were owned directly by Theodore H. Swindells (the "Shareholder"), pursuant to a Nominee Agreement between Hymas Pte. Ltd. ("Hymas") and the Shareholder, dated as of December 28, 2023 (the "Nominee Agreement"). Pursuant to the Nominee Agreement, Hymas retained voting and investment power over the Nominee Shares, and was the beneficial owner of such Nominee Shares until their sale, as reported above.

F2

Horizon Fuel Cell Technologies Pte. Ltd. ("Horizon"), which indirectly through subsidiaries owns 75.83% of Hymas, and Hymas are reporting persons on a Schedule 13D as part of a "group" (as defined in Rule 13d-5 of the Securities Exchange Act of 1934). Each such reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of their pecuniary interest therein.

F3

Consists of (i) 59,051,019 Shares owned of record by Horizon and (ii) 37,596,967 Shares owned of record by Hymas.

F4

A portion of the shares reported herein as beneficially owned by Horizon and Hymas are subject to (i) in the case of Horizon, (X) call option agreements with certain securityholders of Horizon, pursuant to which such securityholders have the right to purchase Shares from Horizon and (Y) issuance and transfer to certain securityholders of Horizon in exchange for shares of tracking stock that are intended to track the financial performance of the Shares ("T-Shares"), and (ii) in the case of Hymas call option agreements with certain securityholders of Horizon and one of its affiliates, pursuant to which such securityholders have the right to purchase Shares from Hymas. Horizon and Hymas, as applicable, each remains the beneficial owner of Shares issuable upon the exercise or exchange of the aforementioned options and T-Shares.

備註

This Form 4 amendment is being filed to correct errors from the initial filing regarding the reporting persons' ownership of the Issuer's securities. No new transactions are being reported herein.

看 SEC EDGAR 上的完整原文 (在新分頁開啟)