Tirman Jeffrey 的 Form 4/A 修正申報
修正Collective Audience, Inc.（CAUD），2023/12/13 申報
- 申報編號
- 0001213900-23-095309
- 申報時間
- 2023/12/13
- 交易日
- 2021/8/12-2023/11/2
- 申報延遲
- 853 天
- 10b5-1 計畫
- 沒有勾選
- 原始申報日
- 2021/9/9
這份申報列了 5 筆非衍生性交易、2 筆衍生性交易。公開市場買進合計 $294.6 萬。公開市場賣出合計 $188.7 萬。交易後 853 天申報。
這份修正申報取代了 0001213900-21-047114（2021/9/9 申報）。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Tirman JeffreyCIK 0001876692 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/12 | Common Stock | P買進取得 | +276,250 | $10.00F1 | +$2,762,500 | 1,713,750 | 間接 | 重複申報 |
| 2021/8/23 | Common Stock | J其他處分 | −4,020 | $0.00 | $0 | 1,709,730 | 間接 | 重複申報 |
| 2021/8/23 | Common Stock | P買進取得 | +18,348 | $10.00F1 | +$183,480 | 1,728,078 | 間接 | 重複申報 |
| 2023/4/11 | Common Stock | S賣出處分 | −75,000 | $10.78F5 | −$808,500 | 1,653,078 | 間接 | 重複申報 |
| 2023/11/2 | Common Stock | S賣出處分 | −40,000 | $26.96F5 | −$1,078,400 | 1,613,078 | 間接 | 重複申報 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Reflects the purchase price for Units (the "Private Placement Units") consisting of one share of Common Stock and one warrant to purchase one share of Common Stock (the "Warrant") at a purchase price of $10.00 per Private Placement Unit pursuant to the Private Placement Unites Purchase Agreement dated August 10, 2021 entered into between the Issuer and the Reporting Person. No portion of the purchase price for the Private Placement Units was allocated to the Warrants.
表 I 有 2 筆、表 II 有 2 筆交易的價格引用這則附註。
- F2
Abri Ventures I, LLC ("Abri Ventures") is the record holder of the securities reported herein. Jeffrey Tirman is the authorized person of Abri Ventures and may be deemed to have beneficial ownership of the securities held of record by Abri Ventures. Such person disclaims any such beneficial ownership except to the extent of his pecuniary interest therein.
- F3
As contemplated in connection with the initial public offering of the Issuer, 4,020 shares of Common Stock of the Issuer were returned by the reporting person to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full.
- F4
Amended to correct Amount of Securities Beneficially Owned on August 23, 2021 included in column 5.
- F5
Amounts reflect the imputed price based on the Nasdaq Official Closing Price of the Issuer's Common Stock as reported by Nasdaq on the trading day prior to the date reported as the transaction did not involve a cash payment.
表 I 有 2 筆交易的價格引用這則附註。