Steamboat Capital Partners, LLC 的 Form 4 申報
Wheeler Real Estate Investment Trust, Inc.（WHLR），2023/9/11 申報
- 申報編號
- 0001213900-23-075751
- 申報時間
- 2023/9/11 16:20 ET
- 交易日
- 2023/9/7-9/8
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 2 筆非衍生性交易、10 筆衍生性交易。公開市場賣出合計 $3.12 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Steamboat Capital Partners, LLCCIK 0001635663 | 持股 10% 以上大股東 |
| Kiai ParsaCIK 0001766850 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/9/7 | Common Stock, $0.01 par value | S賣出處分 | −749.3816 | $12.84F6 | −$65,274.49 | 323,744 | 間接 | |
| 2023/9/7 | Common Stock, $0.01 par value | S賣出處分 | −9.8758 | $12.84F6 | −$860.23 | 4,252 | 間接 | |
| 2023/9/7 | Common Stock, $0.01 par value | S賣出處分 | −800.382 | $14.31F7 | −$77,692.98 | 318,314 | 間接 | |
| 2023/9/7 | Common Stock, $0.01 par value | S賣出處分 | −10.4654 | $14.31F7 | −$1,015.88 | 4,181 | 間接 | |
| 2023/9/8 | Common Stock, $0.01 par value | S賣出處分 | −125.29 | $12.69F8 | −$10,782.25 | 317,464 | 間接 | |
| 2023/9/8 | Common Stock, $0.01 par value | S賣出處分 | −1.6214 | $12.69F8 | −$139.54 | 4,170 | 間接 | |
| 2023/9/7 | Common Stock, $0.01 par value | S賣出處分 | −4,020.063 | $1.75F9 | −$112,683.96 | 120,909 | 間接 | |
| 2023/9/7 | Common Stock, $0.01 par value | S賣出處分 | −55.75 | $1.75F9 | −$1,562.69 | 1,676 | 間接 | |
| 2023/9/8 | Common Stock, $0.01 par value | S賣出處分 | −99.3125 | $1.80F10 | −$2,852.57 | 119,320 | 間接 | |
| 2023/9/8 | Common Stock, $0.01 par value | S賣出處分 | −1.6214 | $1.80F10 | −$39.49 | 1,654 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $7.60 to $7.63. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 2 筆交易的價格引用這則附註。
- F6
This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $12.75 to $13.24. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 II 有 2 筆交易的價格引用這則附註。
- F7
This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $14.25 to $14.53. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 II 有 2 筆交易的價格引用這則附註。
- F8
This is an average price. Actual prices received for the shares sold on 9/8/23 and reported on this line range from $12.67 to $12.70. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 II 有 2 筆交易的價格引用這則附註。
- F9
This is an average price. Actual prices received for the shares sold on 9/7/23 and reported on this line range from $1.65 to $1.85. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 II 有 2 筆交易的價格引用這則附註。
- F10
This is an average price. Actual prices received for the shares sold on 9/8/23 and reported on this line range from $1.76 to $1.81. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 II 有 2 筆交易的價格引用這則附註。