Blitzer Michael 的 Form 4 申報
Intuitive Machines, Inc.（LUNR），2023/2/14 申報
- 申報編號
- 0001213900-23-011743
- 申報時間
- 2023/2/14 20:31 ET
- 交易日
- 2023/2/10-2/13
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 1 筆非衍生性交易、5 筆衍生性交易。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Blitzer MichaelCIK 0001458423 | 董事、持股 10% 以上大股東 |
| Shanon GuyCIK 0001458422 | 持股 10% 以上大股東 |
| Kingstown Capital Management L.P.CIK 0001458425 | 持股 10% 以上大股東、其他：See Remarks |
| Kingstown Management GP LLCCIK 0001458426 | 持股 10% 以上大股東、其他：See Remarks |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/10 | Class A Common Stock | M行使選擇權取得 | +8,243,750 | –F1 | – | 8,243,750 | 間接 | 重複申報 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/2/10 | Class A ordinary shares, par value $0.0001 per share | M行使選擇權處分 | −8,243,750 | $0.00 | $0 | 0 | 間接 | 重複申報 |
| 2023/2/13 | Class A Common Stock, par value $0.0001 per share | A公司授予取得 | +6,845,000 | $1.00 | +$6,845,000 | 6,845,000 | 間接 | |
| 2023/2/13 | Class A Common Stock, par value $0.0001 per share | P買進取得 | +1,450,000 | –F5 | – | 1,450,000 | 間接 | |
| 2023/2/13 | Class A Common Stock, par value $0.0001 per share | A公司授予取得 | +1,750,000 | –F6 | – | 3,200,000 | 間接 | |
| 2023/2/13 | Class A Common Stock, par value $0.0001 per share | A公司授予取得 | +437,500 | –F6,F7 | – | 3,637,500 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
In connection with and immediately prior to the closing (the "Closing") of the business combination (the "Business Combination") between the Issuer (which was formerly known as Inflection Point Acquisition Corp. or "Inflection Point") and Intuitive Machines, LLC, among other things, each of Inflection Point's Class B ordinary shares converted into one Class A ordinary share of Inflection Point as described under the heading "Description of Securities" in Inflection Point's Registration Statement on Form S-1 (File No.333-253963). Immediately after such conversion, each Class A ordinary share of Inflection Point converted into one share of the Issuer's Class A common stock (the "Class A Common Stock") on a one-for-one basis.
表 I 有 1 筆交易的價格引用這則附註。
- F5
The Warrants are reported as acquired for purposes of Section 16 of the Exchange Act concurrent with the Closing, because, pursuant to their terms, their exercise was not within the control of the Reporting Persons until the Closing. 1,450,000 Warrants were initially acquired in the form of 2,900,000 units in the Issuer's initial public offering, each unit consisting of one Class A ordinary share and one-half of one redeemable warrant, for $10.00 per unit.
表 II 有 1 筆交易的價格引用這則附註。
- F6
Upon the Closing of the Business Combination, Kingstown 1740 purchased (i) 21,000 shares of 10% Series A Cumulative Convertible Preferred Stock, par value $0.0001 per share of the Issuer (the "Series A Stock") and (ii) a warrant to purchase 437,500 shares of Class A common stock at an initial exercise price of $15.00 per share (the "Preferred Investor Warrants"), subject to adjustment, at an aggregate purchase price of $21,000,000. Each share of Series A Stock is convertible into a number of shares of Class A common stock, which is determined by dividing the Accrued Value (as defined in the Certificate of Designation for the Series A Stock (the "Certificate of Designation")) by the conversion price of $12.00 per share, subject to adjustment as set forth in the Certificate of Designation. Initially, the 21,000 shares of Series A Stock are convertible into 1,750,000 shares of Class A common stock. The Series A Stock has no expiration date.
表 II 有 2 筆交易的價格引用這則附註。
- F7
The exercise price of the Preferred Investor Warrants, and the number shares of Class A common stock issuable upon exercise of the Preferred Investor Warrants is subject to adjustment as described under the heading "Description of New Intuitive Machines' Securities" in the Issuer's registration statement on Form S-4 (File No. 333-267846).
表 II 有 1 筆交易的價格引用這則附註。
備註
KCM and KMGP may be deemed directors by deputization by virtue of their representation on the board of directors of the Issuer. Michael Blitzer is a member of the board of directors of the Issuer. Guy Shanon stepped down from the board of directors of the Issuer in connection with Closing. See Exhibit 99.1 - Joint Filer Information, which is incorporated herein by reference and describes in further detail the relationships of the Reporting Persons to the Issuer.