Herzog John E 的 Form 4/A 修正申報

修正

Olb Group, Inc.（OLB），2023/2/14 申報

申報編號: 0001213900-23-011044
申報時間: 2023/2/14
交易日: 2022/8/25-8/26
申報延遲: 173 天
10b5-1 計畫: 表單沒有這欄（2023 年以前）
原始申報日: 2022/9/6

SEC EDGAR 原文（在新分頁開啟）

這份申報列了 30 筆非衍生性交易。公開市場買進合計 $1.58 萬。公開市場賣出合計 $34.9 萬。交易後 173 天申報。

這份申報後來被修正申報 0001213900-23-011046（2023/2/14）取代，網站的交易表改用修正後的版本。

這份修正申報取代了 0001213900-23-010995（2023/2/13 申報）。

申報人

一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人	與公司的關係
Herzog John ECIK 0001291393	持股 10% 以上大股東

非衍生性證券（表 I）

普通股等股票的取得與處分，每一列是申報上的一筆。

非衍生性證券的交易
交易日	證券	交易	股數	價格	金額	交易後持股	持有方式
2022/8/25	Common Stock	S賣出處分	−8,400	$1.16	−$9,744	394,124	間接
2022/8/25	Common Stock	S賣出處分	−6,800	$1.18	−$8,024	387,324	間接
2022/8/26	Common Stock	S賣出處分	−17,331	$1.80	−$31,195.8	369,993	間接
2022/8/26	Common Stock	S賣出處分	−8,000	$1.81	−$14,480	361,993	間接
2022/8/26	Common Stock	S賣出處分	−23,000	$1.80	−$41,400	338,993	間接
2022/8/26	Common Stock	S賣出處分	−100	$1.82	−$182	338,893	間接
2022/8/26	Common Stock	S賣出處分	−3,068	$1.81	−$5,553.08	335,825	間接
2022/8/26	Common Stock	S賣出處分	−100	$1.79	−$179	335,725	間接
2022/8/26	Common Stock	S賣出處分	−13,301	$1.79	−$23,808.79	322,424	間接
2022/8/26	Common Stock	S賣出處分	−500	$1.77	−$885	321,924	間接
2022/8/26	Common Stock	S賣出處分	−16,000	$1.76	−$28,160	305,924	間接
2022/8/26	Common Stock	S賣出處分	−3,400	$1.77	−$6,018	302,524	間接
2022/8/26	Common Stock	S賣出處分	−460	$1.88	−$864.8	302,064	間接
2022/8/26	Common Stock	S賣出處分	−200	$1.87	−$374	301,864	間接
2022/8/26	Common Stock	S賣出處分	−5,063	$1.87	−$9,467.81	296,801	間接
2022/8/26	Common Stock	S賣出處分	−6,777	$1.86	−$12,605.22	290,024	間接
2022/8/26	Common Stock	S賣出處分	−100	$1.86	−$186	289,924	間接
2022/8/26	Common Stock	S賣出處分	−1,600	$1.95	−$3,120	288,324	間接
2022/8/26	Common Stock	S賣出處分	−2,749	$1.94	−$5,333.06	285,575	間接
2022/8/26	Common Stock	S賣出處分	−659	$1.96	−$1,291.64	284,916	間接
2022/8/26	Common Stock	S賣出處分	−11,692	$1.93	−$22,565.56	273,224	間接
2022/8/26	Common Stock	S賣出處分	−7,400	$1.89	−$13,986	265,824	間接
2022/8/26	Common Stock	P買進取得	+8,600	$1.84	+$15,824	274,424	間接
2022/8/26	Common Stock	S賣出處分	−8,600	$1.84	−$15,824	265,824	間接
2022/8/26	Common Stock	S賣出處分	−7,800	$1.82	−$14,196	258,024	間接
2022/8/26	Common Stock	S賣出處分	−8,000	$1.82	−$14,560	250,024	間接
2022/8/26	Common Stock	S賣出處分	−100	$1.81	−$181	249,924	間接
2022/8/26	Common Stock	S賣出處分	−21,400	$1.81	−$38,734	228,524	間接
2022/8/26	Common Stock	S賣出處分	−10,000	$1.72	−$17,200	218,524	間接
2022/8/26	Common Stock	S賣出處分	−5,000	$1.72	−$8,600	213,524	間接

附註與備註

本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。

F1: These securities are held of record by The John E. Herzog Revocable Trust u/a/d 02/07/2014, of which the Reporting Person serves as a trustee.
F2: The purchase of 8,600 shares of Common Stock on August 26, 2022, was the result of a broker's error, and such error was corrected by the immediate sale (on the same day) of all such mistakenly purchased shares.

備註

This Amendment to Form 4 is being filed on February 13, 2023, and is part of a group of three amendment filings relating to transactions occurring between August 12 and August 29, 2022. This Amendment to Form 4 is being filed (a) to reflect a transfer on August 15, 2022, of 350,000 shares of Common Stock by the Reporting Person to The John E. Herzog Revocable Trust u/a/d 02/07/2014, (b) to reflect the proper party engaging in certain transactions previously reported on Form 4, (c) to correct reporting of transaction dates from settlement date to trade date, (d) to correct certain beneficial ownership totals, and (e) to correct a double-counting of shares of Common Stock in Item 5 of Table I that were reported in Item 7 of Table II . This Amendment to Form 4 has been split into multiple filings because there are more than 30 transactions reported in Table I in total, and the SEC's EDGAR filing system limits the number of transactions reported in Table I or Table II to 30.

看 SEC EDGAR 上的完整原文（在新分頁開啟）