Steamboat Capital Partners, LLC 的 Form 4 申報
Wheeler Real Estate Investment Trust, Inc.（WHLR），2021/11/22 申報
- 申報編號
- 0001213900-21-061077
- 申報時間
- 2021/11/22 12:34 ET
- 交易日
- 2021/11/18-11/19
- 申報延遲
- 4 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 4 筆衍生性交易。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Steamboat Capital Partners, LLCCIK 0001635663 | 持股 10% 以上大股東 |
| Kiai ParsaCIK 0001766850 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
這份申報沒有這一類的交易。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/11/18 | Common Stock, $0.01 par value | S賣出處分 | −335 | $8.25F2 | −$4,423.02 | 36,329 | 間接 | |
| 2021/11/19 | Common Stock, $0.01 par value | S賣出處分 | −368 | $8.25 | −$4,859.25 | 35,740 | 間接 | |
| 2021/11/18 | Common Stock, $0.01 par value | S賣出處分 | −1,207 | $16.30F8 | −$13,349.78 | 89,647 | 間接 | |
| 2021/11/19 | Common Stock, $0.01 par value | S賣出處分 | −1,328 | $16.05F10 | −$14,462.04 | 88,746 | 間接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
This is the average price. The prices at which shares were actually sold range from $8.25 to $8.26. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 II 有 1 筆交易的價格引用這則附註。
- F8
This is the average price. The prices at which shares were actually sold range from $16.30 to $16.31. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 II 有 1 筆交易的價格引用這則附註。
- F10
This is the average price. The prices at which shares were actually sold range from $16.05 to $16.06. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 II 有 1 筆交易的價格引用這則附註。
備註
The ticker symbol referenced in item 2 is the symbol for the Common Stock. The symbols for the securities in which transactions actually occurred are WHLRD and WHLRP.