Riley Bryant R 的 Form 4/A 修正申報
修正Eos Energy Enterprises, Inc.（EOSE），2021/8/30 申報
- 申報編號
- 0001213900-21-045593
- 申報時間
- 2021/8/30 16:01 ET
- 交易日
- 2021/8/24-8/26
- 申報延遲
- 6 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
- 原始申報日
- 2021/8/27
這份申報列了 4 筆非衍生性交易。公開市場賣出合計 $240.5 萬。交易後 6 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Riley Bryant RCIK 0001207269 | 持股 10% 以上大股東 |
| BRC Group Holdings, Inc.CIK 0001464790 | 持股 10% 以上大股東 |
| B. Riley Securities, Inc.CIK 0001505748 | 持股 10% 以上大股東 |
| BRC Partners Opportunity Fund, LPCIK 0001642765 | 持股 10% 以上大股東 |
| B. Riley Capital Management, LLCCIK 0001658704 | 持股 10% 以上大股東 |
| BRC Partners Management GP, LLCCIK 0001749420 | 持股 10% 以上大股東 |
| B. Riley Principal Investments, LLCCIK 0001776226 | 持股 10% 以上大股東 |
| B. Riley Principal Sponsor Co. II, LLCCIK 0001811637 | 持股 10% 以上大股東 |
| BRF Investments, LLCCIK 0001880803 | 持股 10% 以上大股東 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/24 | Class A Common Stock | S賣出處分 | −94,598 | $13.53 | −$1,279,466.33 | 8,431 | 間接 | 重複申報 |
| 2021/8/25 | Class A Common Stock | S賣出處分 | −8,431 | $13.55 | −$114,278.83 | 0 | 間接 | 重複申報 |
| 2021/8/25 | Class A Common Stock | S賣出處分 | −23,521 | $13.55 | −$318,817.75 | 366,479 | 間接 | 重複申報 |
| 2021/8/26 | Class A Common Stock | S賣出處分 | −50,000 | $13.85 | −$692,335 | 316,479 | 間接 | 重複申報 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This Form 4 is being filed jointly by B. Riley Financial, Inc. ("BRF"), BRF Investments, LLC ("BRFI"), B. Riley Principal Sponsor Co. II, LLC (the "Sponsor"), B. Riley Principal Investments, LLC ("BRPI"), BRC Partners Opportunity Fund, LP ("BRPLP"), BRC Partners Opportunity Fund GP, LLC ("BRPGP"), B. Riley Capital Management, LLC ("BRCM"), B. Riley Securities, Inc. ("BRS"), and Bryant R. Riley. BRF is the parent company of BRFI and BRS. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI and BRS, respectively. BRPI is the sole member of the Sponsor. BRF is the parent company of BRPI. As a result, BRF and BRPI may be deemed to indirectly beneficially own the shares held by the Sponsor. BRPGP is the general partner of BRPLP. BRCM is the sole member of BRPGP. BRF is the parent company of BRCM. As a result, BRF, BRPGP, and BRCM, may be deemed to indirectly beneficially own the shares held by BRPLP.
- F2
Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI, BRS, BRPLP and the Sponsor. Each of BRF, BRFI, the Sponsor, BRPI, BRPLP, BRPGP, BRCM, BRS, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
- F3
Represents 2,167,000 shares of commons stock previously held directly by BRPI and subsequently transferred to BRFI.
- F4
Represents shares held directly by Bryant R. Riley.
備註
This filing amends Form 4 filed on August 27, 2021 to reflect the addition of BRFI as a Reporting Owner and signatory hereto. BRFI had not yet obtained edgar access codes at the time of the prior Form 4 filing and has since obtained such codes.