Cantor Fitzgerald, L. P. 的 Form 4 申報
AEye, Inc.（LIDR），2021/8/18 申報
- 申報編號
- 0001213900-21-043590
- 申報時間
- 2021/8/18 13:26 ET
- 交易日
- 2021/8/16
- 申報延遲
- 2 天
- 10b5-1 計畫
- 表單沒有這欄（2023 年以前）
這份申報列了 3 筆非衍生性交易、2 筆衍生性交易。公開市場買進合計 $500.0 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Cantor Fitzgerald, L. P.CIK 0001024896 | 其他：Former 10% holder |
| Lutnick Howard WCIK 0001250975 | 其他：Former 10% holder, CEO & Dir. |
| CF Group Management IncCIK 0001251145 | 其他：Former 10% holder |
| CF Finance Holdings III, LLCCIK 0001830088 | 其他：Former 10% holder |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2021/8/16 | Class A Common Stock | M行使選擇權處分 | −5,710,000 | $0.00 | $0 | 0 | 直接 | |
| 2021/8/16 | Class A Common Stock | A公司授予取得 | +166,666 | –F5 | – | 166,666 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
As described in the issuer's registration statement on Form S-1 (File No. 333-249367) under the heading "Description of Securities--Founder Shares", upon consummation of the issuer's initial business combination and waiver of the anti-dilution rights in connection with the conversion, the shares of Class B common stock converted into shares of Class A common stock on a one-for-one basis.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Pursuant to that certain Subscription Agreement, dated February 17, 2021, by and between the issuer and CF Finance Holdings III, LLC ("CF Finance Holdings III"), CF Finance Holdings III purchased an aggregate of 500,000 shares of Class A common stock of the issuer on August 16, 2021 in a private placement in connection with the issuer's initial business combination with AEye, Inc.
表 I 有 1 筆交易的價格引用這則附註。
- F4
CF Finance Holdings III transferred an aggregate of 2,284,000 shares of Class A common stock of the issuer to a third party immediately after the closing of the issuer's initial business combination.
表 I 有 1 筆交易的價格引用這則附註。
- F5
These warrants represent warrants issued to CF Finance Holdings III upon separation of the private units previously purchased by CF Finance Holdings III from the issuer in November 2020. CF Finance Holdings III acquired the private units for a purchase price of $10.00 per unit in a private placement that consummated in connection with the issuer's initial public offering. The warrants become eligible for exercise on November 17, 2021, which is one year from the closing of the issuer's initial public offering.
表 II 有 1 筆交易的價格引用這則附註。