Barnes John P 的 Form 4 申報
M&T Bank Corp（MTB），2024/5/7 申報
- 申報編號
- 0001209191-24-005563
- 申報時間
- 2024/5/7
- 交易日
- 2024/5/3-5/6
- 申報延遲
- 4 天
- 10b5-1 計畫
- 沒有勾選
這份申報列了 7 筆非衍生性交易、3 筆衍生性交易。公開市場賣出合計 $971.2 萬。交易後 4 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Barnes John PCIK 0001250506 | 董事 |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2024/5/3 | Common Stock | M行使選擇權取得 | +100 | $137.42 | +$13,742 | 35,580 | 直接 | |
| 2024/5/3 | Common Stock | M行使選擇權取得 | +13,260 | $129.54 | +$1,717,700.4 | 48,840 | 直接 | |
| 2024/5/3 | Common Stock | S賣出處分 | −13,360 | $147.00F1 | −$1,963,920 | 35,480 | 直接 | |
| 2024/5/6 | Common Stock | M行使選擇權取得 | +52,187 | $137.42 | +$7,171,537.54 | 87,667 | 直接 | |
| 2024/5/6 | Common Stock | S賣出處分 | −16,880 | $147.87F2 | −$2,496,045.6 | 70,787 | 直接 | |
| 2024/5/6 | Common Stock | S賣出處分 | −35,061 | $148.74F3 | −$5,214,973.14 | 35,726 | 直接 | |
| 2024/5/6 | Common Stock | S賣出處分 | −246 | $149.26F4 | −$36,717.96 | 35,480 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
This transaction was executed in multiple trades at prices ranging from $147.00 to $147.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F2
This transaction was executed in multiple trades at prices ranging from $147.25 to $148.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This transaction was executed in multiple trades at prices ranging from $148.245 to $149.225. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F4
This transaction was executed in multiple trades at prices ranging from $149.24 to $149.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
表 I 有 1 筆交易的價格引用這則附註。
- F6
The option was granted under an employee stock option plan maintained by People's United Financial, Inc. ("People's United") and was converted into a stock option to acquire M&T Bank Corporation ("M&T") common stock pursuant to the Agreement and Plan of Merger by M&T, Bridge Merger Corp and People's United. The reporting person paid no price for the option.
表 II 有 3 筆交易的價格引用這則附註。