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Thunen Shelley B 的 Form 4 申報

RxSight, Inc.(RXST),2023/12/18 申報

申報編號
0001209191-23-059041
申報時間
2023/12/18
交易日
2023/12/15
申報延遲
3 天
10b5-1 計畫
有勾選

這份申報列了 4 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $157.3 萬。交易後 3 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Thunen Shelley BCIK 0001297491高階主管(財務長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/12/15Common StockM行使選擇權取得+20,000$15.60+$312,00022,291直接
2023/12/15Common StockS賣出處分−20,000$39.35F3−$787,0002,291直接
2023/12/15Common StockS賣出處分−10,000$39.31F4−$393,10038,402間接
2023/12/15Common StockS賣出處分−10,000$39.32F6−$393,20028,402間接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2023/12/15Common StockM行使選擇權處分−20,000$0.00$076,805直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F3

Represents the weighted average share price of an aggregate total of 20,000 shares sold in the price range of $39.04 to $39.78 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F4

Represents the weighted average share price of an aggregate total of 10,000 shares sold in the price range of $39.01 to $39.82 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

F6

Represents the weighted average share price of an aggregate total of 10,000 shares sold in the price range of $39.06 to $39.82 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)