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Secora Michael 的 Form 4 申報

Recursion Pharmaceuticals, Inc.(RXRX),2023/11/16 申報

申報編號
0001209191-23-055610
申報時間
2023/11/16
交易日
2023/11/14-11/15
申報延遲
2 天
10b5-1 計畫
有勾選

這份申報列了 6 筆非衍生性交易、2 筆衍生性交易。公開市場賣出合計 $34.1 萬。交易後 2 天申報。

申報人

一份 Form 4 可以有好幾位申報人,例如本人與他控制的基金。各交易表上顯示的是第一位。

這份申報的申報人
申報人與公司的關係
Secora MichaelCIK 0001855980高階主管(財務長)

非衍生性證券(表 I)

普通股等股票的取得與處分,每一列是申報上的一筆。

非衍生性證券的交易
交易日證券交易股數價格金額交易後持股持有方式旗標
2023/11/14Class A Common StockM行使選擇權取得+37,500$2.22+$83,250950,686直接
2023/11/14Class A Common StockS賣出處分−25,000$6.32F2−$158,000925,686直接
2023/11/15Class A Common StockM行使選擇權取得+37,500$2.22+$83,250963,186直接
2023/11/15Class A Common StockS賣出處分−20,300$7.25F3−$147,175942,886直接
2023/11/15Class A Common StockS賣出處分−4,700$7.62F4−$35,814938,186直接
2023/11/15Class A Common StockF扣股繳稅處分−7,172$7.18−$51,494.96931,014直接

衍生性證券(表 II)

選擇權、認股權證、限制型股票單位等。股數是標的股票的股數;單價與金額是衍生證券本身的價格,交易後持有是衍生證券的單位數。

衍生性證券的交易
交易日證券交易標的股數單價金額交易後持有持有方式旗標
2023/11/14Class A Common StockM行使選擇權處分−37,500$0.00$01,222,635直接
2023/11/15Class A Common StockM行使選擇權處分−37,500$0.00$01,185,135直接

附註與備註

本站收錄交易價格引用的附註、修正申報(Form 4/A)的全部附註,以及申報的備註。其他附註,例如間接持有的方式、交易計畫的細節,請看 SEC EDGAR 上的原文。

F2

This transaction was executed in multiple trades at prices ranging from $6.13 to $6.485. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

表 I 有 1 筆交易的價格引用這則附註。

F3

This transaction was executed in multiple trades at prices ranging from $6.51 to $7.50. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

表 I 有 1 筆交易的價格引用這則附註。

F4

This transaction was executed in multiple trades at prices ranging from $7.51 to $7.75. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

表 I 有 1 筆交易的價格引用這則附註。

看 SEC EDGAR 上的完整原文 (在新分頁開啟)