Reiss Joel 的 Form 4 申報
TransDigm Group INC（TDG），2023/11/16 申報
- 申報編號
- 0001209191-23-055475
- 申報時間
- 2023/11/16
- 交易日
- 2023/11/15
- 申報延遲
- 1 天
- 10b5-1 計畫
- 有勾選
這份申報列了 8 筆非衍生性交易、1 筆衍生性交易。公開市場賣出合計 $298.5 萬。交易後 1 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Reiss JoelCIK 0001656109 | 高階主管（共同營運長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/11/15 | Common Stock | M行使選擇權取得 | +3,000 | $226.34 | +$679,020 | 6,600 | 直接 | |
| 2023/11/15 | Common Stock | S賣出處分 | −147 | $991.81F1 | −$145,796.07 | 6,453 | 直接 | |
| 2023/11/15 | Common Stock | S賣出處分 | −440 | $993.02F2 | −$436,928.8 | 6,013 | 直接 | |
| 2023/11/15 | Common Stock | S賣出處分 | −602 | $994.21F3 | −$598,514.42 | 5,411 | 直接 | |
| 2023/11/15 | Common Stock | S賣出處分 | −827 | $995.08F4 | −$822,931.16 | 4,584 | 直接 | |
| 2023/11/15 | Common Stock | S賣出處分 | −694 | $995.87F5 | −$691,133.78 | 3,890 | 直接 | |
| 2023/11/15 | Common Stock | S賣出處分 | −217 | $996.94F6 | −$216,335.98 | 3,673 | 直接 | |
| 2023/11/15 | Common Stock | S賣出處分 | −73 | $998.47F7 | −$72,888.31 | 3,600 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/11/15 | Common Stock | M行使選擇權處分 | −3,000 | $0.00 | $0 | 51,300 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F1
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $991.4800 - $992.3500. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F2
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $992.5000 - $993.3900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F3
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $993.5000 - $994.4900. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $994.5200 - $995.4850. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $995.5200- $996.2850. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $996.5400 - $997.5300. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Price reported constitutes the average weighted price of shares purchased. Shares were purchased at varying prices in the range of $998.0150 - $998.9750. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
表 I 有 1 筆交易的價格引用這則附註。