Nelson Kimberly K. 的 Form 4 申報
SPS Commerce IncSPSC，2023/11/2 申報
- 申報編號
- 0001209191-23-054190
- 申報時間
- 2023/11/2
- 交易日
- 2023/10/31-11/2
- 申報延遲
- 2 天
- 10b5-1 計畫
- 有勾選
這份申報列了 17 筆非衍生性交易、4 筆衍生性交易。公開市場賣出合計 $525.4 萬。交易後 2 天申報。
申報人
一份 Form 4 可以有好幾位申報人，例如本人與他控制的基金。各交易表上顯示的是第一位。
| 申報人 | 與公司的關係 |
|---|---|
| Nelson Kimberly K.CIK 0001489097 | 高階主管（執行副總裁、財務長） |
非衍生性證券（表 I）
普通股等股票的取得與處分，每一列是申報上的一筆。
| 交易日 | 證券 | 交易 | 股數 | 價格 | 金額 | 交易後持股 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/10/31 | Common Stock | M行使選擇權取得 | +11,631 | $27.34F2,F3 | +$317,991.54 | 158,865 | 直接 | |
| 2023/10/31 | Common Stock | S賣出處分 | −88 | $155.35 | −$13,670.8 | 158,777 | 直接 | |
| 2023/10/31 | Common Stock | S賣出處分 | −512 | $157.54F4 | −$80,660.48 | 158,265 | 直接 | |
| 2023/10/31 | Common Stock | S賣出處分 | −800 | $158.54F5 | −$126,832 | 157,465 | 直接 | |
| 2023/10/31 | Common Stock | S賣出處分 | −4,239 | $159.43F6 | −$675,823.77 | 153,226 | 直接 | |
| 2023/10/31 | Common Stock | S賣出處分 | −5,992 | $160.28F7 | −$960,397.76 | 147,234 | 直接 | |
| 2023/11/1 | Common Stock | M行使選擇權取得 | +10,693 | $27.34 | +$292,346.62 | 157,927 | 直接 | |
| 2023/11/1 | Common Stock | S賣出處分 | −80 | $157.46 | −$12,596.8 | 157,847 | 直接 | |
| 2023/11/1 | Common Stock | S賣出處分 | −1,803 | $159.17F8 | −$286,983.51 | 156,044 | 直接 | |
| 2023/11/1 | Common Stock | S賣出處分 | −4,019 | $159.93F9 | −$642,758.67 | 152,025 | 直接 | |
| 2023/11/1 | Common Stock | S賣出處分 | −4,791 | $161.08F10 | −$771,734.28 | 147,234 | 直接 | |
| 2023/11/2 | Common Stock | M行使選擇權取得 | +7,684 | $27.34 | +$210,080.56 | 154,918 | 直接 | |
| 2023/11/2 | Common Stock | M行使選擇權取得 | +2,531 | $54.54F11,F12 | +$138,040.74 | 157,449 | 直接 | |
| 2023/11/2 | Common Stock | S賣出處分 | −606 | $163.15F13 | −$98,868.9 | 156,843 | 直接 | |
| 2023/11/2 | Common Stock | S賣出處分 | −4,093 | $163.68F14 | −$669,942.24 | 152,750 | 直接 | |
| 2023/11/2 | Common Stock | S賣出處分 | −1,494 | $165.04F15 | −$246,569.76 | 151,256 | 直接 | |
| 2023/11/2 | Common Stock | S賣出處分 | −4,022 | $165.78F16 | −$666,767.16 | 147,234 | 直接 |
衍生性證券（表 II）
選擇權、認股權證、限制型股票單位等。股數是標的股票的股數；單價與金額是衍生證券本身的價格，交易後持有是衍生證券的單位數。
| 交易日 | 證券 | 交易 | 標的股數 | 單價 | 金額 | 交易後持有 | 持有方式 | 旗標 |
|---|---|---|---|---|---|---|---|---|
| 2023/10/31 | Common Stock | M行使選擇權處分 | −11,631 | $0.00 | $0 | 21,377 | 直接 | |
| 2023/11/1 | Common Stock | M行使選擇權處分 | −10,693 | $0.00 | $0 | 10,684 | 直接 | |
| 2023/11/2 | Common Stock | M行使選擇權處分 | −7,684 | $0.00 | $0 | 3,000 | 直接 | |
| 2023/11/2 | Common Stock | M行使選擇權處分 | −2,531 | $0.00 | $0 | 15,069 | 直接 |
附註與備註
本站收錄交易價格引用的附註、修正申報（Form 4/A）的全部附註，以及申報的備註。其他附註，例如間接持有的方式、交易計畫的細節，請看 SEC EDGAR 上的原文。
- F2
On July 25, 2019, the Issuer announced that its board of directors declared a two-for-one stock split of the Common Stock of the Issuer, effected in the form of a 100 percent stock dividend as of the record date on August 8, 2019. The stock split dividend was distributed on August 22, 2019, and at that time pursuant to anti-dilution provisions of the Issuer's 2010 Equity Incentive Plan, an option for 16,504 shares of Common Stock held by the reporting person on August 22, 2019 became an option for 33,008 shares of Common Stock.
表 I 有 1 筆交易的價格引用這則附註。
- F3
This option was previously reported as an option for 16,504 shares of Common stock at an exercise price of $54.68 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.
表 I 有 1 筆交易的價格引用這則附註。
- F4
Reflects the weighted average price of 512 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on October 31, 2023 with sales prices ranging from $156.90 to $157.82 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F5
Reflects the weighted average price of 800 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on October 31, 2023 with sales prices ranging from $157.90 to $158.89 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F6
Reflects the weighted average price of 4,239 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on October 31, 2023 with sales prices ranging from $158.94 to $159.93 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F7
Reflects the weighted average price of 5,992 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on October 31, 2023 with sales prices ranging from $159.94 to $160.55 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F8
Reflects the weighted average price of 1,803 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on November 1, 2023 with sales prices ranging from $158.48 to $159.47 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F9
Reflects the weighted average price of 4,019 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on November 1, 2023 with sales prices ranging from $159.48 to $160.44 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F10
Reflects the weighted average price of 4,791 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on November 1, 2023 with sales prices ranging from $160.50 to $161.43 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F11
On July 25, 2019, the Issuer announced that its board of directors declared a two-for-one stock split of the Common Stock of the Issuer, effected in the form of a 100 percent stock dividend as of the record date on August 8, 2019. The stock split dividend was distributed on August 22, 2019, and at that time pursuant to anti-dilution provisions of the Issuer's 2010 Equity Incentive Plan, an option for 8,800 shares of Common Stock held by the reporting person on August 22, 2019 became an option for 17,600 shares of Common Stock.
表 I 有 1 筆交易的價格引用這則附註。
- F12
This option was previously reported as an option for 8,800 shares of Common stock at an exercise price of $109.07 per share, but was adjusted to reflect the stock dividend declared by the Issuer on July 25, 2019.
表 I 有 1 筆交易的價格引用這則附註。
- F13
Reflects the weighted average price of 606 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on November 2, 2023 with sales prices ranging from $162.35 to $163.34 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F14
Reflects the weighted average price of 4,093 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on November 2, 2023 with sales prices ranging from $163.35 to $164.29 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F15
Reflects the weighted average price of 1,494 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on November 2, 2023 with sales prices ranging from $164.35 to $165.34 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。
- F16
Reflects the weighted average price of 4,022 shares of Common Stock of the Issuer sold by the reporting person in multiple transactions on November 2, 2023 with sales prices ranging from $165.35 to $165.97 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.
表 I 有 1 筆交易的價格引用這則附註。